Stuart William Robertson
Professional Summary
Stuart William Robertson, who also goes by Stuart Robertson, is a registered financial advisor currently at JAG TRADING L.L.C. located in West Bloomfield, Michigan. Stuart is registered as a RR (Registered Representative) and started their career in finance in 2014. Stuart has worked at 2 firms and has passed the Series 57TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stuart Robertson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
JAG TRADING L.L.C.
Contact Information
Main Address
7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322Mailing Address
7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322Phone Number
(248) 757-2758Established
Delaware since 06/15/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAUER, CRAIG EVAN | MANAGING MEMBER, CCO | 4422849 |
| BAUER, ALANA ZORN | INVESTING MEMBER | — |
| SLOAN, JACQUELINE LEE | FINANCIAL & OPERATIONS PRINCIPAL | — |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stuart William Robertson's CRS (Customer Relationship Summary).
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