Stuart W. Robertson
Professional summary
Stuart William Robertson, who also goes by Stuart Robertson, is a registered financial professional currently at JAG TRADING L.L.C. located in West Bloomfield, Michigan.
Stuart is registered as a RR (Registered Representative) and started their career in finance in 2014. Stuart has worked at 2 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stuart William Robertson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2015 - Present
JAG TRADING L.L.C.
Office #1: 7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322July 23, 2014 - December 10, 2014
SUMMIT BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
JAG TRADING L.L.C.
CRD#: 114061 / SEC#: , 8-53408
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAUER, CRAIG EVAN | MANAGING MEMBER, CCO | 4422849 |
| BAUER, ALANA ZORN | INVESTING MEMBER | |
| SLOAN, JACQUELINE LEE | FINANCIAL & OPERATIONS PRINCIPAL |
Disclosures
| Regulatory Event | 4 |
Red Flags
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