Kelsey E. Sweeney
Professional summary
Kelsey E Sweeney, who also goes by Kelsey E Rossi, Kelsey Rossi, Kelsey Sweeney, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Kelsey is registered as a RR (Registered Representative) and started their career in finance in 2014. Kelsey has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 57TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelsey E Sweeney's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2026 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701June 30, 2016 - March 4, 2021
APOLLO GLOBAL SECURITIES, LLC
August 25, 2014 - May 23, 2016
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2026)
Exams
Series 7TO
Date: 3/7/2026
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P. | SOLE MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
Red Flags
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