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Ross Alexander Kroll

Ross A. Kroll

OCEAN PATH ADVISORS
MANHATTAN BEACH, CA 90266
Some features on this profile are disabled
CRD#: 6369946
Ross Alexander Kroll

Professional summary

Ross Alexander Kroll, CFP® is a registered financial advisor currently at OCEAN PATH ADVISORS, LLC located in Manhattan Beach, California.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Ross has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Alexander Kroll's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

April 30, 2026 - Present

OCEAN PATH ADVISORS, LLC

Office #1: 115 21st St., Manhattan Beach, CA 90266
RIA
CRD#: 338933
MANHATTAN BEACH, CA
Past

February 10, 2026 - February 17, 2026

OCEAN PATH ADVISORS, LLC

RIA
CRD#: 338933
MANHATTAN BEACH, CA
Past

September 1, 2021 - May 1, 2026

MARINER INDEPENDENT

RIA
CRD#: 305418
MANHATTAN BEACH, CA
Past

January 17, 2018 - March 30, 2022

ADVICEPERIOD, LLC

RIA
CRD#: 169828
LOS ANGELES, CA
Past

August 18, 2017 - January 17, 2018

OAKWOOD CAPITAL MANAGEMENT LLC

RIA
CRD#: 108080
LOS ANGELES, CA
Past

October 7, 2014 - May 9, 2017

MERCER GLOBAL ADVISORS INC.

RIA
CRD#: 147363
Sherman Oaks, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/30/2026)
IAR
Texas
(4/30/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/7/2014
Uniform Investment Adviser Law Examination

Current Firm

OP
OCEAN PATH ADVISORS, LLC
OCEAN PATH ADVISORS LLC | OCEAN PATH ADVISORS, LLC

CRD#: 338933 / SEC#: 801-135249

RIA
Registered Investment Advisory firm - (1/26/2026 120-Day Approval)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
115 21st St., Manhattan Beach, CA 90266
Mailing Address
Phone number
(310) 302-7685
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- OCEAN PATH ADVISORS, LLC (12/26/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCEAN PATH ADVISORS, LLC

CRD#: 338933Manhattan Beach, CA 90266

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