Peter W. Nichols
Professional summary
Peter William Charles Nichols, who also goes by Peter Nichols, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2014. Peter has worked at 2 firms and has passed the Series 63, SIE, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter William Charles Nichols's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2024 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155August 13, 2014 - December 14, 2022
BERENBERG CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2025)
(8/5/2025)
(8/5/2025)
(9/23/2024)
(1/9/2024)
(7/30/2025)
Exams
Series 17
Date: 8/13/2014
Limited Registered Representative ExaminationFINRA
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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