Lauren M. Gaudiano
Professional summary
Lauren Marie Gaudiano, who also goes by Lauren Marie Gaudiano, Lauren Gaudiano, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York and DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York.
Lauren is registered as a RR (Registered Representative) and started their career in finance in 2020. Lauren has worked at 4 firms and has passed the Series 63, Series 57TO, Series 3, Series 7TO, Series 6TO, SIE and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lauren Marie Gaudiano's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2025 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005September 11, 2025 - Present
DRIVEWEALTH INSTITUTIONAL LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY 10005December 6, 2021 - September 10, 2025
WEBULL FINANCIAL LLC
September 2, 2020 - October 8, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2025)
(9/11/2025)
Exams
Series 57TO
Date: 10/3/2025
Securities Trader ExamSeries 7TO
Date: 12/6/2021
General Securities Representative ExaminationSeries 6TO
Date: 9/2/2020
Investment Company Products/Variable Contracts Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRIVEWEALTH INSTITUTIONAL LLC
CRD#: 33038 / SEC#: , 8-31461
Contact information
FINRA licenses (32 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | CHIEF OPERATING OFFICER | 2262100 |
| MADARASZ, RONALD JOHN | SENIOR MANAGER, INSTITUTIONAL SALES & TRADING | 1769473 |
| METZGER, BARRY SCOTT | CHIEF EXECUTIVE OFFICER | 4719211 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
| TZANETEAS, ALEC MICHAEL | CHIEF COMPLIANCE OFFICER | 6983736 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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