Dean A. Belknap
Professional summary
Dean Alan Belknap, CFP® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Westlake, Texas and CHARLES SCHWAB & CO., INC. located in Westlake, Texas.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Dean has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dean Alan Belknap's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2022 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262-8104April 1, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262March 25, 2022 - May 10, 2022
TD AMERITRADE, INC.
January 22, 2022 - May 10, 2022
TD AMERITRADE, INC.
July 14, 2016 - April 4, 2018
TD AMERITRADE, INC.
July 14, 2016 - May 10, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 12, 2016 - April 4, 2018
TD AMERITRADE, INC.
August 15, 2014 - June 15, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 16, 2014 - June 15, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2022)
(1/6/2025)
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(4/26/2024)
(4/15/2022)
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(4/15/2022)
(4/18/2022)
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(6/23/2022)
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(7/24/2024)
(4/25/2022)
(4/15/2022)
(4/21/2022)
(1/5/2025)
(4/15/2022)
(1/6/2025)
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(8/20/2024)
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(4/1/2022)
(4/16/2022)
(4/15/2022)
(9/20/2024)
(4/18/2022)
(4/19/2022)
(1/6/2025)
(4/20/2022)
(1/6/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
