Nicholas J. Alvarado
STRATEGIC ADVISERS LLC | Financial Consultant
DARIEN, IL
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CRD#: 6368661
Professional summary
Nicholas Joseph Alvarado, who also goes by Nicholas Alvarado, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Darien, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Oak Brook, Illinois.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Nicholas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Doing business at Fidelity provides you access to our trusted brand, our industry leading technology, our cost efficient investment platform and the ability to work closely with me and my team. My commitment to you is to understand you and your situation so that I can help you and your family.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Alvarado
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Joseph Alvarado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
DePaul University
Bachelor of Arts (BA) - Political Science
2014
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1415 W 22nd St Oak Brook Reg Twr Stes 100 & 90, Oak Brook, IL 60523-8416RIA
CRD#: 104555
DARIEN, IL
Current
January 24, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Oak Brook Reg Twr 1415 W 22nd St Stes 100 & 900, Oak Brook, IL 60523BD
CRD#: 7784
Oak Brook, IL
Past
January 28, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
OAK BROOK, IL
Past
December 10, 2015 - January 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WILLOWBROOK, IL
Past
December 10, 2015 - January 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WILLOWBROOK, IL
Past
October 6, 2014 - October 12, 2015
EDWARD JONES
RIA
CRD#: 250
NEW LENOX, IL
Past
September 10, 2014 - October 12, 2015
EDWARD JONES
BD
CRD#: 250
NEW LENOX, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/10/2023)
RR
Arizona(5/6/2022)
RR
Arkansas(8/8/2020)
RR
California(4/23/2020)
RR
Colorado(1/3/2020)
RR
Connecticut(3/4/2022)
RR
Florida(1/24/2019)
RR
Georgia(8/8/2020)
RR
Hawaii(3/1/2024)
RR
Illinois(1/24/2019)
IAR
Illinois(3/31/2025)
RR
Indiana(1/24/2019)
RR
Iowa(1/4/2024)
RR
Kentucky(9/9/2022)
RR
Louisiana(5/10/2023)
RR
Maryland(7/15/2022)
RR
Massachusetts(4/23/2020)
RR
Michigan(1/24/2019)
RR
Minnesota(1/3/2020)
RR
Mississippi(1/14/2023)
RR
Missouri(5/6/2022)
RR
Montana(8/13/2021)
RR
Nevada(10/7/2019)
RR
New Hampshire(4/23/2020)
RR
New Jersey(3/25/2023)
RR
New York(7/8/2022)
RR
North Carolina(1/3/2020)
RR
Ohio(4/24/2020)
RR
Puerto Rico(8/13/2021)
RR
South Carolina(8/4/2021)
RR
South Dakota(3/1/2022)
RR
Tennessee(1/7/2025)
RR
Texas(1/3/2020)
IAR
Texas(3/31/2025)
RR
Utah(3/1/2024)
RR
Virginia(3/4/2022)
RR
Washington(3/4/2022)
RR
West Virginia(8/11/2023)
RR
Wisconsin(1/24/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Darien, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
