Daniel A. Hamm

INTELLICENTS INVESTMENT SOLUTIONS

Lawrence, KS 66044

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CRD#: 6368271

Professional summary

Daniel Allen Hamm, CFP®, who also goes by Danny Allen Hamm, is a registered financial advisor currently at INTELLICENTS INVESTMENT SOLUTIONS INC located in Lawrence, Kansas and MUTUAL SECURITIES, INC. located in Lawrence, Kansas.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Daniel has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Danny Allen Hamm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Intellicents Investment Solutions, Inc., Start Date: 04/29/2022, 211 E 8th Street, Ste. E, Lawrence, KS 66044, Corporation, RIA, Financial Consultant, Provide Investment and Financial Planning guidance to individuals and families, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 2. Insurance, Start Date: 04/13/2023, 211 E 8th St., Ste. E, Lawrence, KS 66044, Licensed Insurance Agent, Independent, Insurance, Licensed Insurance Agent, When Client's needs Life/Health/Disability Insurance I will sell them the necessary Insurance needed, Investment Related, 4 Hours per month, .25 hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Allen Hamm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 4, 2022 - Present

INTELLICENTS INVESTMENT SOLUTIONS INC

Office #1: 211 East 8th Street Suite E, Lawrence, KS 66044

RIA

CRD#: 107498

Lawrence, KS

Current

May 25, 2022 - Present

MUTUAL SECURITIES, INC.

Office #1: 211 E 8th St. Ste. E, Lawrence, KS 66049

CRD#: 13092

Lawrence, KS

Past

July 7, 2021 - April 18, 2022

FWM LEGACY, LLC

RIA

CRD#: 144344

KANSAS CITY, MO

Past

August 20, 2018 - July 20, 2021

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

July 25, 2018 - July 20, 2021

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

RIA

CRD#: 290043

KANSAS CITY, MO

Past

October 11, 2017 - July 24, 2018

CREATIVE PLANNING

RIA

CRD#: 105348

LEAWOOD, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTELLICENTS INVESTMENT SOLUTIONS INC

ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC

CRD#: 107498 / SEC#: 801-51382

RIA

Registered Investment Advisory firm - (2/29/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Kansas
(5/4/2022)

Kansas
(5/25/2022)

IAR

Missouri
(5/4/2022)

Missouri
(6/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/7/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INTELLICENTS INVESTMENT SOLUTIONS INC

ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC

CRD#: 107498 / SEC#: 801-51382

RIA

Registered Investment Advisory firm - (2/29/1996 Approved)

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Contact information

Main Address

100 North Broadway, Albert Lea, MN 56007

Mailing Address

Phone number

(507) 377-2919

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTELLICENTS INVESTMENT SOLUTIONS INC ADV 2A OCTOBER 2025 (10/24/2025)

INTELLICENTS INVESTMENT SOLUTIONS INC WRAP BROCHURE MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,103
AUM (Assets Under Management)	$ 7,362,137,726

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/21/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel A. Hamm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Allen Hamm's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

FWM LEGACY, LLC

AMERICAN CENTURY INVESTMENT SERVICES INC.

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

CREATIVE PLANNING

Primary Firm SEC Registration

INTELLICENTS INVESTMENT SOLUTIONS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2018

FINRA

Current Firm

INTELLICENTS INVESTMENT SOLUTIONS INC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INTELLICENTS INVESTMENT SOLUTIONS INC

TRUST BUT VERIFY

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