TG
Theodore S. Grant Iii
49 FINANCIAL
Atlanta, GA 30339
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CRD#: 6368069
TG
Professional summary
Theodore Stanley Grant Iii, who also goes by Ted Grant, is a registered financial advisor currently at 49 FINANCIAL located in Atlanta, Georgia and OAKWOOD CAPITAL SECURITIES, INC. located in Atlanta, Georgia.
Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Theodore has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ted Grant
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 49 Wealth Management. Investment Related. 3535 Peachtree Rd NE Ste 320, Atlanta GA, 30326. RIA. Financial Professional. 07/2023. Hrs/month 160 all during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment Related. 3535 Peachtree Rd NE Ste 320, Atlanta GA, 30326. Fixed/Traditional Insurance. Agent. 07/2023. Hrs/month 4 all during trading hours. Sales of fixed/traditional insurance products. 3) Oakwood Capital Securities; investment related; 3101 Cobb Pkwy SE Suite 124 Atlanta GA 30339 USA; Financial planning company; Registered Representative; Financial planning for clients, including the sale of variable products; Start date: 2024-08-09; 160 Hours per month during trading hours; 40 Hours per month outside trading hours. 4) Financial Independence Group; investment related; 3101 Cobb Pkwy SE Suite 124 Atlanta GA 30339 USA; Financial planning company; Fixed Insurance Agent; architect and execute financial plans for clients; Start date: 2024-08-09; 160 Hours per month during trading hours; 40 Hours per month outside trading hours. 5) Brant Hickey; Investment related: Yes; 17 N. State Street - Suite 1530 Chicago IL 60602 USA; Brant Hickey creates structured annuities for personal injury attorney's clients whether they are minors or incompetent adults. They are able to shop out life companies to provide the best possible options for clients.; Position Title: Senior Associate; Responsibilities Duties: My duties are to connect with personal injury attorneys and seek assistance from Brant Hickey to deliver proposals for minors or incompetent adults settlements. It is a very gate-kept area to be able to create annuities through life companies for these structured settlement cases. Brant Hickey has the ability to communicate and provide proposed annuity structures from these life companies so that we can serve clients in an impactful way.; Start date: 2025-05-17; Hours per month during trading hours: 50; Hours per month outside trading hours: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Theodore Stanley Grant Iii's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2023 - Present
49 FINANCIAL
Office #1: 3101 Cobb Pkwy Se Suite 124, Atlanta, GA 30339RIA
CRD#: 319484
Atlanta, GA
Current
January 11, 2024 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 3101 Cobb Pkwy Se Suite 124, Atlanta, GA 30339BD
CRD#: 21000
Atlanta, GA
Past
August 2, 2023 - January 10, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Atlanta, GA
Past
November 24, 2014 - July 7, 2023
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ATLANTA, GA
Past
October 2, 2014 - July 7, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/11/2024)
RR
Arizona(1/11/2024)
RR
Florida(1/11/2024)
IAR
Georgia(8/1/2023)
RR
Georgia(1/11/2024)
RR
Kentucky(1/11/2024)
RR
Massachusetts(1/22/2024)
RR
Michigan(1/11/2024)
RR
Mississippi(2/20/2024)
RR
New York(1/11/2024)
IAR
Texas(7/7/2023)
RR
Texas(1/11/2024)
RR
Virginia(10/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
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Contact information
Main Address
3711 S Mopac Expy Suite 150, Austin, TX 78746
Mailing Address
Phone number
(214) 563-1190
Established
Firm type
Fiscal year end
# of Employees
167
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,989 |
| AUM (Assets Under Management) | $ 871,379,407 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
