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RE

Robert F. Epes

RETIRABLE
NEW YORK, NY 10003
Some features on this profile are disabled
CRD#: 6367953
RE

Professional summary

Robert Fredricks Epes, who also goes by Robert Fredricks Epes, Bobby Epes, Robert Epes, is a registered financial advisor currently at RETIRABLE located in New York, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Robert has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert Fredricks Epes | Bobby Epes | Robert Epes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Fredricks Epes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2026 - Present

RETIRABLE

Office #1: 900 Broadway Suite 808, New York, NY 10003
RIA
CRD#: 307472
NEW YORK, NY
Past

November 3, 2023 - September 23, 2024

MASTERWORKS ADVISERS, LLC

RIA
CRD#: 324239
NEW YORK, NY
Past

November 20, 2020 - January 13, 2023

UNITED AMERICAN SECURITIES, INC.

RIA
CRD#: 21274
NEW YORK, NY
Past

March 11, 2020 - November 25, 2020

HRC FUND ASSOCIATES, LLC

BD
CRD#: 142846
NEW YORK, NY
Past

May 25, 2017 - April 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

May 25, 2017 - April 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

September 13, 2016 - February 10, 2017

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

July 27, 2016 - February 10, 2017

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RE
RETIRABLE
RETIRABLE | RETIRABLE INC.

CRD#: 307472 / SEC#: 801-118535

RIA
Registered Investment Advisory firm - (4/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/27/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/21/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/29/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/22/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/27/2016
General Securities Representative Examination

Current Firm

RE
RETIRABLE
RETIRABLE | RETIRABLE INC.

CRD#: 307472 / SEC#: 801-118535

RIA
Registered Investment Advisory firm - (4/27/2020 Approved)
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Contact information

Main Address
900 Broadway Suite 808, New York, NY 10003
Mailing Address
Phone number
(833) 222-1807
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RETIRABLE ADV OTA PART 2A FYE 2024 (12/24/2025)

Regulatory assets under management

Total Number of Accounts1,396
AUM (Assets Under Management)$ 130,640,709

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RETIRABLE

CRD#: 307472New York, NY 10003

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