WH
William B. Haley
TRUIST ADVISORY SERVICES
FORT MYERS, FL 33907
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CRD#: 6367901
WH
Professional summary
William Bradley Haley, who also goes by Brad Haley, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Fort Myers, Florida and TRUIST INVESTMENT SERVICES, INC. located in Fort Myers, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. William has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Haley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Bradley Haley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 12751 New Brittany Blvd Fl 1, Fort Myers, FL 33907RIA
CRD#: 283390
FORT MYERS, FL
Current
July 26, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 11620 Gladiolus Dr, Fort Myers, FL 33908Office #2: 7750 Cypress Lake Dr, Fort Myers, FL 33907Office #3: 12751 New Brittany Blvd, Fort Myers, FL 33907Office #4: 6890 Daniels Pkwy, Fort Myers, FL 33912BD
CRD#: 17499
Fort Myers, FL
Past
February 22, 2019 - July 26, 2022
EDWARD JONES
RIA
CRD#: 250
FT MYERS, FL
Past
October 31, 2018 - July 26, 2022
EDWARD JONES
BD
CRD#: 250
FT MYERS, FL
Past
July 10, 2015 - May 12, 2016
HORACE MANN INVESTORS, INC.
BD
CRD#: 11643
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/12/2024)
RR
Alaska(6/12/2024)
RR
Arizona(6/12/2024)
RR
Arkansas(6/12/2024)
RR
California(7/26/2022)
RR
Colorado(6/12/2024)
RR
Connecticut(7/26/2022)
RR
Delaware(7/26/2022)
RR
District of Columbia(6/12/2024)
RR
Florida(7/26/2022)
IAR
Florida(8/4/2022)
RR
Georgia(7/26/2022)
RR
Illinois(6/12/2024)
RR
Indiana(6/12/2024)
RR
Iowa(6/12/2024)
RR
Kansas(6/12/2024)
RR
Kentucky(6/12/2024)
RR
Maine(7/26/2022)
RR
Maryland(7/26/2022)
RR
Massachusetts(7/26/2022)
RR
Michigan(7/26/2022)
RR
Minnesota(7/26/2022)
RR
Mississippi(6/12/2024)
RR
Missouri(6/12/2024)
RR
New Hampshire(6/12/2024)
RR
New Jersey(7/26/2022)
RR
New York(7/26/2022)
RR
North Carolina(7/26/2022)
RR
Ohio(7/26/2022)
RR
Oregon(6/12/2024)
RR
Pennsylvania(7/26/2022)
RR
Puerto Rico(6/12/2024)
RR
South Carolina(6/12/2024)
RR
South Dakota(6/12/2024)
RR
Tennessee(6/5/2023)
RR
Texas(6/12/2024)
RR
Virginia(7/26/2022)
RR
West Virginia(6/12/2024)
RR
Wisconsin(6/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/31/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Fort Myers, FL 33907TRUST BUT VERIFY
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