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KM

Kimberly C. Maichle

VIRTUS FIXEDOME ADVISERS
ATLANTA, GA 30305
Some features on this profile are disabled
CRD#: 6367698
KM

Professional summary


Kimberly Cantrell Maichle, CFA, who also goes by Kim D. Cantrell, Kimberly Denise Cantrell, Kim C Maichle, Kimberly Maichle, is a registered financial advisor currently at VIRTUS FIXED INCOME ADVISERS, LLC located in Atlanta, Georgia and VP DISTRIBUTORS LLC located in Atlanta, Georgia.

Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Kimberly has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Kim D. Cantrell | Kimberly Denise Cantrell | Kim C Maichle | Kimberly Maichle

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERTY, 5262 CHAMBLEE DUNWOODY RD, DUNWOODY GA 30338; NATURE OF BUSINESS: RENTAL HOME; POSITION: HOME OWNER; 1 HR/MONTH INVOLVED IN OTHER BUSINESS; INVESTMENT RELATED; 2. RENTAL PROPERTY; NOT INVESTMENT RELATED; 4201 S. OCEAN BLVD H-1, SOUTH PALM BEACH, FL; NATURE OF OTHER BUSINESS: RENTAL PROPERTY WHERE ONLY ONE RENTAL A YEAR; POSITION: SPOUSE OF HOMEOWNER; START DATE: 01/20/2024; 4 HRS/MONTH DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES: PURCHASE OR FIX HOME NECESSITIES.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kimberly Cantrell Maichle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

June 15, 2015 - Present

VIRTUS FIXED INCOME ADVISERS, LLC

Office #1: 3333 Piedmont Road Ne Suite 1500, Atlanta, GA 30305
RIA
CRD#: 146029
ATLANTA, GA
Current

June 1, 2017 - Present

VP DISTRIBUTORS LLC

Office #1: 3333 Piedmont Road Ne Suite 1500, Atlanta, GA 30305
BD
CRD#: 3036
Atlanta, GA
Past

November 4, 2014 - June 1, 2017

FORESIDE ASSOCIATES, LLC

BD
CRD#: 13494
ATLANTA, GA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VIRTUS FIXED INCOME ADVISERS, LLC
NEWFLEET ASSET MANAGEMENT | VIRTUS FIXED INCOME ADVISERS, LLC | STONE HARBOR INVESTMENT PARTNERS | SEIX INVESTMENT ADVISORS LLC | SEIX INVESTMENT ADVISORS

CRD#: 146029 / SEC#: 801-68743

RIA
Registered Investment Advisory firm - (1/25/2008 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(9/1/2015)
IAR
Georgia
(8/14/2015)
RR
Georgia
(6/1/2017)
IAR
Indiana
(6/15/2015)
IAR
Missouri
(7/31/2015)
IAR
North Carolina
(6/15/2015)
IAR
South Carolina
(9/3/2015)
IAR
Virginia
(6/15/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 6/4/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VF
VIRTUS FIXED INCOME ADVISERS, LLC
NEWFLEET ASSET MANAGEMENT | VIRTUS FIXED INCOME ADVISERS, LLC | STONE HARBOR INVESTMENT PARTNERS | SEIX INVESTMENT ADVISORS LLC | SEIX INVESTMENT ADVISORS

CRD#: 146029 / SEC#: 801-68743

RIA
Registered Investment Advisory firm - (1/25/2008 Approved)
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Contact information


Main Address
One Financial Plaza, Hartford, CT 06103
Mailing Address
Phone number
(877) 332-8172
Established
Firm type
Fiscal year end
# of Employees
96

SEC notice filing (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEIX ADV PART 2A (5/30/2025)

Regulatory assets under management


Total Number of Accounts225
AUM (Assets Under Management)$ 33,006,871,100

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VIRTUS FIXED INCOME ADVISERS, LLC

CRD#: 146029Atlanta, GA 30305

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