Christopher K. Kadowaki

AVANTAX PLANNING PARTNERS

Erie, CO

Some features on this profile are disabled

CRD#: 6367668

Professional summary

Christopher Kenneth Kadowaki, CFP®, who also goes by Christopher Kenneth Kadowaki, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Erie, Colorado and CETERA INVESTMENT ADVISERS LLC located in Erie, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 7 firms and has passed the Series 65 exam.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Christopher Kenneth Kadowaki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dority and Associates, LLC; not investment-related; 5313 N County Road 11, Fort Collins, CO 80524; tax preparation and consulting and bookkeeping services; ; tax associate; employee of Dority and Associates, LLLC; about 315 hours per year is devoted to Dority and Associates; hours devoted to Dority and Associates vary depending on the time of year depending on tax preparation during securities trading hours; duties include tax preparation, consulting, and bookkeeping services for clients. He does not have signatory authority over accounting clients�?? checking accounts therefore, no material conflicts of interest are present.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kenneth Kadowaki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

October 9, 2023 - Present

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

Erie, CO

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ERIE, CO

Past

November 6, 2023 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Erie, CO

Past

October 6, 2022 - October 3, 2023

FACET

RIA

CRD#: 285961

Lafayette, CO

Past

March 8, 2021 - May 13, 2022

NARROW PATH FINANCIAL INC.

RIA

CRD#: 173480

FORT COLLINS, CO

Past

September 14, 2020 - April 13, 2021

DOUGHERTY INVESTMENT ADVISORS

RIA

CRD#: 142284

SPRING HILL, FL

Past

August 6, 2014 - December 5, 2014

PLANTE MORAN FINANCIAL ADVISORS

RIA

CRD#: 112158

AUBURN HILLS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/9/2023)

IAR

Texas
(10/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/2020

Uniform Investment Adviser Law Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher K. Kadowaki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kenneth Kadowaki's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX PLANNING PARTNERS, INC.

CETERA INVESTMENT ADVISERS LLC

AVANTAX ADVISORY SERVICES

FACET

NARROW PATH FINANCIAL INC.

DOUGHERTY INVESTMENT ADVISORS

PLANTE MORAN FINANCIAL ADVISORS

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/2020

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors