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Dylan Spicker

ACQUIOM FINANCIAL
DENVER, CO
·CRD# 6366894·11 years experience

Professional Summary

Dylan Spicker, who also goes by Dylan Nicole Spicker, is a registered financial advisor currently at ACQUIOM FINANCIAL LLC located in Denver, Colorado. Dylan is registered as a RR (Registered Representative) and started their career in finance in 2015. Dylan has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dylan Nicole Spicker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

ACQUIOM FINANCIAL LLC·CRD# 170074
BD
950 17th Street Ste 1400, Denver, CO 80202
September 22, 2025 - Present
MORGAN STANLEY·CRD# 149777
RIA
Los Angeles, CA
December 18, 2018 - October 28, 2021
MORGAN STANLEY·CRD# 149777
BD
Los Angeles, CA
December 18, 2018 - October 28, 2021
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Los Angeles, CA
August 16, 2017 - November 26, 2018
OPPENHEIMER & CO. INC.·CRD# 249
BD
Los Angeles, CA
June 21, 2016 - November 26, 2018
SANFORD C. BERNSTEIN & CO., LLC·CRD# 104474
BD
Los Angeles, CA
October 5, 2015 - June 14, 2016

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Current Firm

AF
ACQUIOM FINANCIAL LLC

ACQUIOM FINANCIAL LLC

CRD#: 170074 / SEC#: 8-69408
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

950 17th Street Ste 1400, Denver, CO 80202

Mailing Address

950 17th Street Ste 1400, Denver, CO 80202

Phone Number

(720) 279-0964

Established

Colorado since 10/04/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SRS ACQUIOM HOLDINGS LLCUNITHOLDER—
AREND, SEAN KRISTIANCHIEF COMPLIANCE OFFICER6409880
KOENIG, WILLIAM PAULPRESIDENT6285415
RICHTER, TYLER KEVINPRINCIPAL FINANCIAL OFFICER6361430
YATES, MELINDA MARIEPRINCIPAL OPERATIONS OFFICER6785708

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(11/6/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2017About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2015About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2015About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dylan Spicker's CRS (Customer Relationship Summary).

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