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PH

Peter N. Horner

WALLEYE TRADING LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 6365754
PH

Professional summary

Peter Nicholas Horner, who also goes by Peter Horner, is a registered financial professional currently at WALLEYE TRADING LLC located in Chicago, Illinois.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2015. Peter has worked at 5 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter Horner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Nicholas Horner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 2, 2024 - Present

WALLEYE TRADING LLC

Office #1: 1 North Franklin St Suite 650, Chicago, IL 60606
BD
CRD#: 136196
Chicago, IL
Past

November 14, 2017 - July 11, 2023

CITADEL SECURITIES LLC

BD
CRD#: 116797
CHICAGO, IL
Past

March 29, 2017 - July 11, 2023

CITADEL SECURITIES INSTITUTIONAL LLC

BD
CRD#: 281102
Chicago, IL
Past

February 1, 2016 - March 24, 2017

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
CHICAGO, IL
Past

August 25, 2015 - December 15, 2016

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/1/2024
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/25/2015
General Securities Representative Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

WT
WALLEYE TRADING LLC
WALLEYE TRADING LLC

CRD#: 136196 / SEC#: , 8-66988

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Mailing Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Phone number
(952) 345-5200
Established
Delaware since 04/25/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WALLEYE INVESTMENTS FUND LLCMEMBER
ENGLAND, WILLIAM DUNNINGCHIEF EXECUTIVE OFFICER6210716
ESSAFI, KHALIDCHIEF COMPLIANCE OFFICER7148450
GIANPETRO, SARAH ANNCO-HEAD FINANCE AND ACCOUNTING & FINOP6476299

Disclosures

Regulatory Event14

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALLEYE TRADING LLC

CRD#: 136196Chicago, IL 60606

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