SC
Shaun Cour
CETERA INVESTMENT ADVISERS LLC
COVENTRY, CT 06238
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CRD#: 6365753
SC
Professional summary
Shaun Cour is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Coventry, Connecticut and CETERA WEALTH SERVICES, LLC located in Coventry, Connecticut.
Shaun is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Shaun has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) H&R Block~'NIR'~1699 Boston Post Rd~Coventry~CT~06238~Accounting Services/Tax Preparation~Employee~12/1/2006~50hrs~50hrs~I prepare tax returns and giving tax advice 2) Shaun Cour~'NIR'~26 Oak St~Willimantic~CT~06226~Rental Property~Owner~9/1/1994~5hrs~0hrs~Manage rental property 3) Lights Up Productions~'NIR'~366 Spencer St~Manchester~CT~06040~Board Position/Officer~Other~1/1/2016~0hrs~0hrs~My only duty is to attend a 2 hour yearly board meeting. I do often volunteer time as a technical consultant.|1776 Boston LLC~'NIR'~1776 Boston TPKE~Coventry~CT~06238~Rental Property~Owner~9/9/2020~2hrs~1hrs~Typical management responsibilities including accounting, leasing and scheduling contractors. 4) CAPTAIN HALE FINANCIAL POSITION: Owner NATURE: DBA for my Avantax affiliated financial service business. Changing from the old name Sterling Principle Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2021 ADDRESS: 1776 Boston Turnpike (Rt. 44), Coventry CT 06238, United States DESCRIPTION: Owner with all associated duties of managing a financial service practice 5) H&R BLOCK POSITION: Tax Preparation/Accounting NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2006 ADDRESS: 1776 Boston Post Rd, Coventry CT 06238, United States DESCRIPTION: I prepare tax returns and giving tax advice 6) 1776 BOSTON LLC POSITION: Owner NATURE: ~; The business is a holding company to own the building at 1776 Boston Tpke, Coventry, CT. The building is multi tenant commercial office space. We are currently using it as the office location for financial service and tax businesses. There are no other tenants. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2020 ADDRESS: 1776 Boston TPKE, Coventry CT 06238, United States DESCRIPTION: ~; Typical management responsibilities including accounting, leasing and scheduling contractors. 7) CHIC BEARCE FAMILY LLC POSITION: manager NATURE: Rental property investment and management INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/16/2025 ADDRESS: 38A Hennequin Rd, Columbia CT 06237, United States DESCRIPTION: leasing and managing rental property
CRS (Client Relationship Summary) - RIA
Click below to view Shaun Cour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1776 Boston Turnpike, Coventry, CT 06238RIA
CRD#: 105644
COVENTRY, CT
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1776 Boston Turnpike, Coventry, CT 06238BD
CRD#: 13572
Coventry, CT
Past
September 18, 2014 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Coventry, CT
Past
August 20, 2014 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Coventry, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/5/2025)
IAR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
RR
Maine(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
Montana(9/5/2025)
RR
New Jersey(10/24/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Dakota(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Washington(9/5/2025)
RR
West Virginia(9/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Coventry, CT 06238TRUST BUT VERIFY
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