Nillie Goldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nillie Goldman, CFP®, who also goes by Nillie Sharon Carmel, was a registered financial professional .
Nillie is a previously registered financial professional and started their career in finance in 2014. Nillie had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2021 - January 13, 2023
ORIGIN INVESTMENT ADVISORY LLC
May 10, 2017 - August 5, 2019
EAGLE STRATEGIES LLC
August 1, 2014 - August 5, 2019
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
ORIGIN INVESTMENT ADVISORY LLC
CRD#: 305353 / SEC#: 801-120236
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORIGIN INVESTMENT ADVISORY LLC
CRD#: 305353 / SEC#: 801-120236
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,776 |
| AUM (Assets Under Management) | $ 2,147,404 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
