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Paul Anthony Vozzella Jr.

CRD# 6364323·Registered 2014 - 2015
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Anthony Vozzella JR., who also goes by Paul Anthony Vozzella, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 2014 - 2015. Paul had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Anthony Vozzella

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

BHA SELECT NETWORK, LLC·CRD# 168883
BD
Boston, MA
August 8, 2014 - November 6, 2015

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Current Firm

BS
BHA SELECT NETWORK, LLC

BHA SELECT NETWORK, LLC | BRIGHTON HOUSE ASSOCIATES

CRD#: 168883 / SEC#: 8-69341
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

1 Lincoln Street 29th Floor, Boston, MA 02111

Mailing Address

1 Lincoln Street 24th Floor, Boston, MA 02111

Phone Number

(508) 786-0480

Established

Massachusetts since 08/14/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BRIGHTON HOUSE ASSOCIATES, LLCMEMBER—
KAPPOTIS, ERNEST DOMENICFINOP4871251
MCDERMOTT, DANIEL CONORMANAGER, CCO, EXECUTIVE REP., AML SUPERVISOR4521850

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2014About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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