Tia M. Jones

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CRD#: 6363132

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tia M Jones, who also goes by Tia Daughtry, Tia M Daughtry, Tia Monet Daughtry, Tia Monet Jones, was a registered financial professional .

Tia is a previously registered financial professional and started their career in finance in 2015. Tia had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tia Daughtry | Tia M Daughtry | Tia Monet Daughtry | Tia Monet Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 11, 2022 - September 13, 2022

ADVOCACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 141943

ATLANTA, GA

Past

April 22, 2021 - June 7, 2021

PFS INVESTMENTS INC.

RIA

CRD#: 10111

DULUTH, GA

Past

August 12, 2020 - June 7, 2021

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

May 15, 2019 - August 6, 2019

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

November 15, 2018 - May 30, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 20, 2018 - September 13, 2018

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

NEW YORK, NY

Past

November 16, 2016 - March 16, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTE, NC

Past

March 25, 2015 - September 29, 2015

BNY MELLON SECURITIES CORPORATION

CRD#: 231

UNIONDALE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVOCACY WEALTH MANAGEMENT, LLC

ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY | GREY INVESTMENT ADVISORS | ADVOCACY WEALTH MANAGEMENT, LLC

CRD#: 141943 / SEC#: 801-77677

RIA

Registered Investment Advisory firm - (3/1/2013 Approved)

Alabama

Registered Investment Advisory firm - (3/4/2013 Terminated)

Arkansas

Registered Investment Advisory firm - (12/31/2012 Terminated)

Georgia

Registered Investment Advisory firm - (3/4/2013 Terminated)

Louisiana

Registered Investment Advisory firm - (3/11/2013 Terminated)

Mississippi

Registered Investment Advisory firm - (4/23/2013 Terminated)

New York

Registered Investment Advisory firm - (12/31/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/6/2013 Terminated)

South Carolina

Registered Investment Advisory firm - (3/4/2013 Terminated)

South Dakota

Registered Investment Advisory firm - (3/4/2013 Terminated)

Tennessee

Registered Investment Advisory firm - (4/3/2013 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2012 Terminated)

West Virginia

Registered Investment Advisory firm - (3/12/2013 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/1/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/20/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/28/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/25/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVOCACY WEALTH MANAGEMENT, LLC

ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY | GREY INVESTMENT ADVISORS | ADVOCACY WEALTH MANAGEMENT, LLC

CRD#: 141943 / SEC#: 801-77677

RIA

Registered Investment Advisory firm - (3/1/2013 Approved)

Alabama

Registered Investment Advisory firm - (3/4/2013 Terminated)

Arkansas

Registered Investment Advisory firm - (12/31/2012 Terminated)

Georgia

Registered Investment Advisory firm - (3/4/2013 Terminated)

Louisiana

Registered Investment Advisory firm - (3/11/2013 Terminated)

Mississippi

Registered Investment Advisory firm - (4/23/2013 Terminated)

New York

Registered Investment Advisory firm - (12/31/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/6/2013 Terminated)

South Carolina

Registered Investment Advisory firm - (3/4/2013 Terminated)

South Dakota

Registered Investment Advisory firm - (3/4/2013 Terminated)

Tennessee

Registered Investment Advisory firm - (4/3/2013 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2012 Terminated)

West Virginia

Registered Investment Advisory firm - (3/12/2013 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/1/2013 Terminated)

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Contact information

Main Address

3455 Peachtree Road Ne Suite 1500, Atlanta, GA 30326-3280

Mailing Address

Phone number

(404) 836-7141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY FORM ADV PART 2A (3/25/2025)

ADVOCACY WEALTH MANAGEMENT FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,917
AUM (Assets Under Management)	$ 2,084,296,352

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
07/26/2024	Cover Page	Report
10/27/2023	Cover Page	Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tia M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

E*TRADE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NYLIFE DISTRIBUTORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BNY MELLON SECURITIES CORPORATION

Primary Firm SEC Registration

ADVOCACY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/20/2021

Series 63

Date: 4/28/2015

SIE

Date: 9/13/2018

Series 7

Date: 1/12/2017

Series 6

Date: 3/25/2015

Current Firm

ADVOCACY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ADVOCACY WEALTH MANAGEMENT, LLC

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