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AP

Aron Palma Chavez

EMPOWER ADVISORY GROUP
Denver, CO
CRD#: 6362518
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AP
Aron Palma ChavezEMPOWER ADVISORY GROUP

Professional summary

Aron Palma Chavez, who also goes by Aron Palma, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Denver, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Aron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Aron has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Aron Palma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aron Palma Chavez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2026 - Present

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
Denver, CO
Current

May 20, 2026 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

December 3, 2019 - June 4, 2021

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

December 2, 2019 - June 4, 2021

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
GREENWOOD VILLAGE, CO
Past

July 19, 2018 - May 23, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
DENVER, CO
Past

July 15, 2014 - May 23, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/16/2026)
RR
Alaska
(6/16/2026)
RR
Arizona
(6/16/2026)
RR
Arkansas
(6/16/2026)
RR
California
(6/16/2026)
RR
Colorado
(6/16/2026)
IAR
Colorado
(6/16/2026)
RR
Connecticut
(6/16/2026)
RR
Delaware
(6/16/2026)
RR
Georgia
(6/16/2026)
RR
Hawaii
(6/16/2026)
RR
Idaho
(6/16/2026)
RR
Illinois
(6/16/2026)
RR
Indiana
(6/16/2026)
RR
Iowa
(6/16/2026)
RR
Kansas
(6/16/2026)
RR
Kentucky
(6/16/2026)
RR
Maine
(6/16/2026)
RR
Massachusetts
(6/16/2026)
RR
Michigan
(6/16/2026)
RR
Minnesota
(6/16/2026)
RR
Mississippi
(6/16/2026)
RR
Missouri
(6/16/2026)
RR
Montana
(6/16/2026)
RR
Nebraska
(6/16/2026)
RR
Nevada
(6/16/2026)
RR
New Hampshire
(6/16/2026)
RR
New Jersey
(6/16/2026)
RR
New Mexico
(6/16/2026)
RR
New York
(6/16/2026)
RR
North Carolina
(6/16/2026)
RR
North Dakota
(6/16/2026)
RR
Ohio
(6/16/2026)
RR
Oklahoma
(6/16/2026)
RR
Oregon
(6/16/2026)
RR
Pennsylvania
(6/16/2026)
RR
Rhode Island
(6/16/2026)
RR
South Carolina
(6/16/2026)
RR
South Dakota
(6/16/2026)
RR
Tennessee
(6/16/2026)
RR
Texas
(6/16/2026)
RR
Utah
(6/16/2026)
RR
Vermont
(6/16/2026)
RR
Virginia
(6/16/2026)
RR
Washington
(6/16/2026)
RR
West Virginia
(6/16/2026)
RR
Wisconsin
(6/16/2026)
RR
Wyoming
(6/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/9/2026
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/25/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/20/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/1/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/15/2014
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)
Loading...

Contact information

Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)
EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)
EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)
EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts250,707
AUM (Assets Under Management)$ 159,120,330,491

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/26/2026
Cover Page
Report
03/28/2025
Cover Page
Report
11/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPOWER ADVISORY GROUP, LLC

CRD#: 112058Denver, CO

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