Trevor J. Yochum
INCOMPASS FINANCIAL PARTNERS
Marietta, GA 30068
Some features on this profile are disabled
CRD#: 6362279
Professional summary
Trevor John Yochum, CFP®, CIMA® is a registered financial advisor currently at INCOMPASS FINANCIAL PARTNERS, LLC located in Marietta, Georgia and OSAIC WEALTH, INC. located in Marietta, Georgia.
Trevor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Trevor has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Incompass Financial Partners;investment related;1800 Hog Mountain Road,Building 700,Ste 103;financial planning;president;10/2019;40+ hrs/month;6.5 hrs during trading;financial planning and investment management 2)Incompass Financial Partners,LLC;investment related;4994 Lower Roswell Road,#4,Marietta,GA 30068;investment management and financial planning;managing principal,investment advisor representative;1/20/2022;160 hrs/month;6.5 hrs during trading;investment management,financial planning,meeting with clients,providing investment recommendations
CRS (Client Relationship Summary) - RIA
Click below to view Trevor John Yochum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 20, 2022 - Present
INCOMPASS FINANCIAL PARTNERS, LLC
Office #1: 4994 Lower Roswell Road Suite 4, Marietta, GA 30068RIA
CRD#: 318227
Marietta, GA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 4994 Lower Roswell Rd. Suite #4, Marietta, GA 30068RIA
BD
CRD#: 23131
MARIETTA, GA
Past
February 18, 2015 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
MARIETTA, GA
Past
September 12, 2014 - April 4, 2022
TRIAD ADVISORS LLC
RIA
CRD#: 25803
MARIETTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INCOMPASS FINANCIAL PARTNERS, LLC
INCOMPASS FINANCIAL PARTNERS, LLC
CRD#: 318227 / SEC#: 801-123067
RIA
Registered Investment Advisory firm - (1/18/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2024)
RR
Arkansas(8/23/2024)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Connecticut(8/23/2024)
RR
Florida(8/23/2024)
IAR
Georgia(1/20/2022)
RR
Georgia(8/23/2024)
RR
Illinois(8/23/2024)
RR
Iowa(8/23/2024)
RR
Kentucky(8/23/2024)
RR
Maine(8/23/2024)
RR
Maryland(8/23/2024)
RR
Massachusetts(8/23/2024)
RR
Michigan(8/23/2024)
RR
Minnesota(8/23/2024)
RR
Mississippi(8/23/2024)
RR
Nebraska(8/23/2024)
RR
Nevada(8/23/2024)
RR
New York(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Ohio(8/23/2024)
RR
Oregon(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
South Carolina(8/23/2024)
RR
Tennessee(8/23/2024)
RR
Texas(8/23/2024)
RR
Virginia(8/23/2024)
RR
Washington(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INCOMPASS FINANCIAL PARTNERS, LLC
INCOMPASS FINANCIAL PARTNERS, LLC
CRD#: 318227 / SEC#: 801-123067
RIA
Registered Investment Advisory firm - (1/18/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4994 Lower Roswell Road Suite 4, Marietta, GA 30068
Mailing Address
Phone number
(770) 971-9141
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 839 |
| AUM (Assets Under Management) | $ 164,172,439 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
