John D. Omalley
Professional summary
John Daniel Omalley, who also goes by John O'malley, John Daniel O'malley III, John Daniel Omalley III, John Omalley, is a registered financial professional currently at GRV SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2017. John has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Daniel Omalley's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2022 - Present
GRV SECURITIES LLC
Office #1: 767 5th Avenue Floor 11, New York, NY 10153June 13, 2018 - August 25, 2021
EVERCORE GROUP L.L.C.
August 18, 2017 - June 13, 2018
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2022)
(8/17/2022)
Exams
FINRA
Current Firm
GRV SECURITIES LLC
CRD#: 138348 / SEC#: , 8-67160
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GCM GROSVENOR L.P. | SOLE MEMBER | 108654 |
| DANIEL, DAWNA LYNNE | CHIEF COMPLIANCE OFFICER | 5137048 |
| HENRICH, DIANNA LEA | MANAGING DIRECTOR | 4695780 |
| MONTGOMERY, BURKE JOHNSON | GENERAL COUNSEL | 5067591 |
| SACKS, MICHAEL JAY | MANAGER/CHIEF EXECUTIVE OFFICER | 2077424 |
| SULLIVAN, KATHLEEN PATRICIA | FINANCIAL AND OPERATIONS PRINCIPAL | 5099521 |
Red Flags
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