Kathryn D. Medeiros
KESTRA ADVISORY SERVICES | Senior Vice President, Resident Director
Hanover, NH 03755
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CRD#: 6361888
Professional summary
Kathryn D Medeiros, CFP®, who also goes by Kathryn Devereaux Medeiros, Kathryn Devereaux Webb, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Hanover, New Hampshire and KESTRA INVESTMENT SERVICES, LLC located in Hanover, New Hampshire.
Kathryn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Kathryn has worked at 3 firms and has passed the Series 66, Series 31, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Financial planning
Loans/credit services
Trading individual securities
Institutional consulting
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Kathryn Devereaux Medeiros | Kathryn Devereaux Webb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: TORCH FAMILY OFFICE , TORCH FAMILY POSITION: Principal- Member NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 04/26/2023 ADDRESS: 44 S. Main St., Floor 2, Hanover NH 03755 DESCRIPTION: Carry out and manage Family office and executive support services to families and family businesses, including planning, charitable giving advice, concierge services, advising on personnel, third party professionals, budgeting, potential divestitures, successions and business combinations, education, travel, cash management, risk management, lifestyle management and miscellaneous household arrangements. Activities will not include assisting in the creation of a security, including connecting the buyer and seller. Compensation will accepted for a business sale transaction. Valuation services in connection with a business sale transaction will not be conducted. Name: ADVISORS IN PHILANTHROPY POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: 2001 Crocker Rd, Suite, Westlake OH 44145 DESCRIPTION: I sit on a meeting once a month where we discuss how to reach a broader audience, what our conference should look like, and what committee members had discussed. In term of the committee, I look for sponsors for our annual conference Name SPECIAL NEEDS SUPPORT CENTER POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 09/16/2024 ADDRESS: 129 South Main St, White River Junction VT 05001, United States DESCRIPTION: I am a member of the nominations and evaluations committee which seeks members of the board as well as evaluates the Executive Director. I also am a member of the finance committee as explained above.
CRS (Client Relationship Summary) - RIA
Click below to view Kathryn D Medeiros's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 27, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 44 S. Main St Floor 2, Hanover, NH 03755RIA
CRD#: 283330
Hanover, NH
Current
April 27, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 44 S. Main Street Floor 2, Hanover, NH 03755BD
CRD#: 42046
Hanover, NH
Past
September 19, 2014 - April 28, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HANOVER, NH
Past
August 21, 2014 - April 28, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HANOVER, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/27/2023)
RR
Colorado(4/27/2023)
RR
Connecticut(4/27/2023)
RR
Delaware(4/27/2023)
RR
Florida(4/27/2023)
RR
Georgia(4/27/2023)
RR
Hawaii(4/27/2023)
RR
Indiana(4/27/2023)
RR
Iowa(4/27/2023)
RR
Louisiana(4/27/2023)
RR
Maine(4/27/2023)
RR
Massachusetts(4/27/2023)
RR
Michigan(4/27/2023)
RR
Montana(4/27/2023)
RR
New Hampshire(4/27/2023)
IAR
New Hampshire(4/27/2023)
RR
New Jersey(4/27/2023)
RR
New York(4/27/2023)
RR
North Carolina(5/8/2023)
RR
Ohio(8/2/2024)
RR
Oregon(4/27/2023)
RR
Pennsylvania(4/27/2023)
RR
Texas(4/27/2023)
IAR
Texas(4/27/2023)
RR
Utah(4/27/2023)
RR
Vermont(4/27/2023)
RR
Virginia(4/27/2023)
RR
Wyoming(4/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
Senior Vice President, Resident DirectorCRD#: 283330Hanover, NH 03755TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
