AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RS

Ryan S. Scott

BLOOMBERG TRADEBOOK
New York, NY 10022
Some features on this profile are disabled
CRD#: 6361801
RS

Professional summary

Ryan Stewart Scott, who also goes by Ryan S Scott, Ryan Scott, is a registered financial professional currently at BLOOMBERG TRADEBOOK LLC located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2014. Ryan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ryan S Scott | Ryan Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Stewart Scott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2025 - Present

BLOOMBERG TRADEBOOK LLC

Office #1: 731 Lexington Ave, New York, NY 10022
BD
CRD#: 40881
New York, NY
Past

March 31, 2021 - December 19, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 30, 2017 - September 25, 2019

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

February 25, 2016 - August 28, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY
Past

October 21, 2014 - January 6, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

September 5, 2014 - January 6, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/13/2025)
RR
Alaska
(11/13/2025)
RR
Arizona
(11/13/2025)
RR
Arkansas
(11/13/2025)
RR
California
(11/13/2025)
RR
Colorado
(11/13/2025)
RR
Connecticut
(11/13/2025)
RR
Delaware
(11/13/2025)
RR
District of Columbia
(11/13/2025)
RR
Florida
(11/13/2025)
RR
Georgia
(11/13/2025)
RR
Hawaii
(11/13/2025)
RR
Idaho
(11/13/2025)
RR
Illinois
(11/13/2025)
RR
Indiana
(11/13/2025)
RR
Iowa
(11/13/2025)
RR
Kansas
(11/13/2025)
RR
Kentucky
(11/13/2025)
RR
Louisiana
(11/13/2025)
RR
Maine
(11/13/2025)
RR
Maryland
(11/13/2025)
RR
Massachusetts
(11/13/2025)
RR
Michigan
(11/13/2025)
RR
Minnesota
(11/13/2025)
RR
Mississippi
(11/13/2025)
RR
Missouri
(11/13/2025)
RR
Montana
(11/13/2025)
RR
Nebraska
(11/13/2025)
RR
Nevada
(11/13/2025)
RR
New Hampshire
(11/13/2025)
RR
New Jersey
(11/13/2025)
RR
New Mexico
(11/13/2025)
RR
New York
(11/13/2025)
RR
North Carolina
(11/13/2025)
RR
North Dakota
(11/13/2025)
RR
Ohio
(11/13/2025)
RR
Oklahoma
(11/13/2025)
RR
Oregon
(11/13/2025)
RR
Pennsylvania
(11/13/2025)
RR
Puerto Rico
(11/13/2025)
RR
Rhode Island
(11/13/2025)
RR
South Carolina
(11/13/2025)
RR
South Dakota
(11/13/2025)
RR
Tennessee
(11/13/2025)
RR
Texas
(11/13/2025)
RR
Utah
(11/13/2025)
RR
Vermont
(11/13/2025)
RR
Virginia
(11/13/2025)
RR
Washington
(11/13/2025)
RR
West Virginia
(11/13/2025)
RR
Wisconsin
(11/13/2025)
RR
Wyoming
(11/13/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/20/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BT
BLOOMBERG TRADEBOOK LLC
BLOOMBERG TRADEBOOK | BLOOMBERG TRADEBROOK LLC | BLOOMBERG TRADEBOOK LLC

CRD#: 40881 / SEC#: , 8-49219

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
731 Lexington Ave, New York, NY 10022
Mailing Address
731 Lexington Ave, New York, NY 10022
Phone number
(212) 617-4865
Established
Delaware since 03/28/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLOOMBERG L.P.MANAGING MEMBER
KLEINBAUER, DEREK JOSEFCEO/PRESIDENT7279271
MILHAM, CHRISTOPHER MICHAELCHIEF FINANCIAL OFFICER, PFO, POO3092157
ROTELA, DOUGLAS MARTINCHIEF COMPLIANCE OFFICER5127496

Disclosures

Regulatory Event9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLOOMBERG TRADEBOOK LLC

CRD#: 40881New York, NY 10022

TRUST BUT VERIFY

Monitor Ryan Scott

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
PR
MINNEAPOLIS, MN
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
RIDGEWOOD, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.