Shaun N. Montoya
Professional summary
Shaun Nikko Montoya, who also goes by Shaun Nikko Montoya, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.
Shaun is registered as a RR (Registered Representative) and started their career in finance in 2014. Shaun has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shaun Nikko Montoya's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2023 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005October 7, 2016 - May 18, 2023
DEVELOPMENT CORPORATION FOR ISRAEL
June 1, 2015 - July 16, 2015
AEGIS CAPITAL CORP.
May 4, 2015 - June 1, 2015
ALEXANDER CAPITAL, L.P.
December 9, 2014 - May 6, 2015
REID & RUDIGER LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/25/2023)
(3/19/2024)
Exams
FINRA
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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