TR
Tyler K. Richter
ACQUIOM FINANCIAL LLC
Denver, CO 80202
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CRD#: 6361430
TR
Professional summary
Tyler Kevin Richter is a registered financial professional currently at ACQUIOM FINANCIAL LLC located in Denver, Colorado.
Tyler is registered as a RR (Registered Representative) and started their career in finance in 2020. Tyler has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tyler Kevin Richter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2020 - Present
ACQUIOM FINANCIAL LLC
Office #1: 950 17th Street Ste 1400, Denver, CO 80202Office #2: 950 17th Street Ste 1400, Denver, CO 80202BD
CRD#: 170074
Denver, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/17/2020)
Exams
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ACQUIOM FINANCIAL LLC
ACQUIOM FINANCIAL LLC
CRD#: 170074 / SEC#: , 8-69408
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
950 17th Street Ste 1400, Denver, CO 80202
Mailing Address
950 17th Street Ste 1400, Denver, CO 80202
Phone number
(720) 279-0964
Established
Colorado since 10/04/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
