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CRD#: 170074
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ACQUIOM FINANCIAL LLC is located at 950 17th Street Ste 1400, Denver, CO 80202 and was first established at Denver, Colorado in 10/04/2013. After operating for 12 years, ACQUIOM FINANCIAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ACQUIOM FINANCIAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. ACQUIOM FINANCIAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ACQUIOM FINANCIAL LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ACQUIOM FINANCIAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ACQUIOM FINANCIAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ACQUIOM FINANCIAL LLC Comes From

Understanding the Statistics for ACQUIOM FINANCIAL LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
950 17th Street Ste 1400, Denver, CO 80202
Mailing Address
950 17th Street Ste 1400, Denver, CO 80202
Firm Size
Small
Phone Number
(720) 279-0964
Established
Colorado since 10/04/2013
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SRS ACQUIOM HOLDINGS LLCUNITHOLDER
AREND, SEAN KRISTIANCHIEF COMPLIANCE OFFICER6409880
KOENIG, WILLIAM PAULPRESIDENT6285415
RICHTER, TYLER KEVINPRINCIPAL FINANCIAL OFFICER6361430
YATES, MELINDA MARIEPRINCIPAL OPERATIONS OFFICER6785708

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Advisor's working at ACQUIOM FINANCIAL LLC

SR

Samuel Benjamin Riffe

RR
CRD#: 4385410
Location:
Denver, CO 80202
Company:
ACQUIOM FINANCIAL LLC
Disclosures:
Experience:
24 years
View Profile
RB

Rick Allan Bries

RR
CRD#: 2711632
Location:
Denver, CO 80202
Company:
ACQUIOM FINANCIAL LLC
Disclosures:
Experience:
27 years
View Profile
VM

Valerie Lynn Massa

Valerie Massa
RR
CRD#: 7371578
Location:
Denver, CO 80202
Company:
ACQUIOM FINANCIAL LLC
Disclosures:
Experience:
4 years
View Profile
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