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MA

Marcus R. Anthony

DRIVEWEALTH
New York, NY 10005
Some features on this profile are disabled
CRD#: 6361404
MA

Professional summary

Marcus Russell Anthony, who also goes by Marcus Russell Anthony, Marcus Anthony, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York and DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York.

Marcus is registered as a RR (Registered Representative) and started their career in finance in 2014. Marcus has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Marcus Russell Anthony | Marcus Anthony

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marcus Russell Anthony's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2022 - Present

DRIVEWEALTH, LLC

Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005
BD
CRD#: 165429
New York, NY
Current

August 4, 2022 - Present

DRIVEWEALTH INSTITUTIONAL LLC

Office #1: 28 Liberty Street 50th Floor, New York, NY 10005
BD
CRD#: 33038
New York, NY
Past

July 17, 2019 - November 9, 2021

HOULIHAN LOKEY ADVISORS, LLC

BD
CRD#: 127835
SAN FRANCISCO, CA
Past

August 29, 2014 - June 27, 2019

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(1/5/2022)
RR
New York
(1/5/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 12/16/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/29/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DI
DRIVEWEALTH INSTITUTIONAL LLC
CUTTONE & CO., INC. | DRIVEWEALTH INSTITUTIONAL LLC | CUTTONE & CO., LLC

CRD#: 33038 / SEC#: , 8-31461

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
11 Wall Street, New York, NY 10005
Mailing Address
28 Liberty Street 50th Floor, New York, NY 10005
Phone number
(646) 943-5400
Established
New York since 10/04/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DRIVEWEALTH HOLDINGS INC.SOLE MEMBER
BLANGIARDO, ALESSIOFINANCIAL & OPERATIONS PRINCIPAL5600541
ILARIO, ANTHONYCHIEF OPERATING OFFICER2262100
MADARASZ, RONALD JOHNSENIOR MANAGER, INSTITUTIONAL SALES & TRADING1769473
METZGER, BARRY SCOTTCHIEF EXECUTIVE OFFICER4719211
POND, ERICROSFP6069469
QUINONES, VINCENT JOSEPHHEAD OF EXECUTION SERVICES4308610
TZANETEAS, ALEC MICHAELCHIEF COMPLIANCE OFFICER6983736

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DRIVEWEALTH INSTITUTIONAL LLC

CRD#: 33038New York, NY 10005

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