MT
Margaret P. Taylor
CETERA INVESTMENT ADVISERS LLC
SOUTH BEND, IN 46635
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CRD#: 6360039
MT
Professional summary
Margaret Preuss Taylor, who also goes by Margaret Mary Preuss Miss, Margaret Mary Preuss, Margaret Preuss, Margaret Preuss Taylor Mrs., Margaret Preuss Taylor, Margot Taylor, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in South Bend, Indiana and CETERA WEALTH SERVICES, LLC located in South Bend, Indiana.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Margaret has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Margaret Mary Preuss Miss | Margaret Mary Preuss | Margaret Preuss | Margaret Preuss Taylor Mrs. | Margaret Preuss Taylor | Margot Taylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: HEALY FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ADVISING CLIENTS ON PERSONAL FINANCIAL PLANNING, RETIREMENT STRATEGIES AND WEALTH MANAGEMENT; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2025; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: BEACON HEALTH SYSTEMS, INVESTMENT RELATED: NO, ADDRESS: 3221 BEACON PKWY, GRANGER, IN 46539, NATURE OF BUSINESS: NON-PROFIT, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: VOLUNTEER/INVESTMENT COMMITTEE MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEES BEACON HEALTH SYSTEM'S OPERATING FUNDS AND FOUNDATION ASSETS;
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Preuss Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 17535 Generations Drive, South Bend, IN 46635RIA
CRD#: 105644
SOUTH BEND, IN
Current
May 12, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 17535 Generations Drive, South Bend, IN 46635BD
CRD#: 13572
South Bend, IN
Past
August 18, 2014 - March 9, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/18/2025)
RR
Florida(11/6/2025)
RR
Georgia(7/31/2025)
RR
Illinois(6/18/2025)
RR
Indiana(6/6/2025)
IAR
Indiana(6/6/2025)
RR
Michigan(6/18/2025)
RR
New York(6/18/2025)
RR
Ohio(6/18/2025)
RR
Wisconsin(8/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/12/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644South Bend, IN 46635TRUST BUT VERIFY
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