James C. Magee
Professional summary
James Clarence Magee is a registered financial professional currently at PEP ADVISORY LLC located in Houston, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 2015. James has worked at 3 firms and has passed the Series 63, Series 22TO, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Clarence Magee's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2022 - Present
PEP ADVISORY LLC
Office #1: 9545 Katy Freeway Suite 425, Houston, TX 77024December 14, 2016 - May 24, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 24, 2015 - November 8, 2016
INTL FCSTONE CREDIT TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2023)
(3/29/2023)
(1/27/2023)
(2/2/2023)
(3/24/2023)
(12/20/2022)
(8/31/2023)
Exams
Series 22TO
Date: 12/20/2022
Direct Participation Programs Representative ExaminationFINRA
Current Firm
PEP ADVISORY LLC
CRD#: 166636 / SEC#: , 8-69224
Contact information
FINRA licenses (25 States and Territories)
Documents
Red Flags
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