MB
Mustafa M. Baghshi
STRATEGIC ADVISERS LLC
FAIRVIEW, OR
Some features on this profile are disabled
CRD#: 6357945
MB
Professional summary
Mustafa Mohammad Baghshi, who also goes by Mustafa M Baghshi, Mustafa Mohammad Baghshi, Mustafa Baghshi, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fairview, Oregon and FIDELITY BROKERAGE SERVICES LLC located in Tigard, Oregon.
Mustafa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Mustafa has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mustafa M Baghshi | Mustafa Mohammad Baghshi | Mustafa Baghshi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-104702|OrgNmn:Doordash|Org Addr:fairview,Oregon,US|OBA Nature:Food delivery service|Invst Rel:N|Title:Independent Contractor|Duties:Food delivery|StrtDt:|TotHrs/mon:12|TrdHrs/mon:0|OBA-99476|OrgNmn:Moose tracks|Org Addr:Fairview,Oregon,US|OBA Nature:Puzzles|Invst Rel:N|Title:Owner|Duties:Creating product|StrtDt:06-07-23|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Mustafa Mohammad Baghshi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
FAIRVIEW, OR
Current
April 4, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7493 Sw Bridgeport Road Bridgeport Village, Tigard, OR 97224BD
CRD#: 7784
Tigard, OR
Past
April 17, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
FAIRVIEW, OR
Past
December 21, 2021 - March 22, 2023
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
Gresham, OR
Past
December 21, 2021 - March 22, 2023
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
June 10, 2021 - October 14, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
CLACKAMAS, OR
Past
June 10, 2021 - October 14, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CLACKAMAS, OR
Past
March 22, 2021 - May 21, 2021
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
CLACKAMAS, OR
Past
August 8, 2017 - May 21, 2021
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
CLACKAMAS, OR
Past
November 20, 2014 - August 11, 2017
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
WOOD VILLAGE, OR
Past
August 28, 2014 - September 12, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
WOOD VILLAGE, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/27/2023)
RR
Alaska(4/27/2023)
RR
Arizona(4/27/2023)
RR
Arkansas(4/27/2023)
RR
California(4/27/2023)
RR
Colorado(4/27/2023)
RR
Connecticut(4/27/2023)
RR
Delaware(4/27/2023)
RR
District of Columbia(4/27/2023)
RR
Florida(4/27/2023)
RR
Georgia(4/27/2023)
RR
Hawaii(4/27/2023)
RR
Idaho(4/27/2023)
RR
Illinois(4/27/2023)
RR
Indiana(4/27/2023)
RR
Iowa(4/27/2023)
RR
Kansas(4/27/2023)
RR
Kentucky(4/27/2023)
RR
Louisiana(4/27/2023)
RR
Maine(4/27/2023)
RR
Maryland(4/27/2023)
RR
Massachusetts(4/27/2023)
RR
Michigan(4/27/2023)
RR
Minnesota(4/27/2023)
RR
Mississippi(4/27/2023)
RR
Missouri(4/27/2023)
RR
Montana(4/27/2023)
RR
Nebraska(4/27/2023)
RR
Nevada(4/27/2023)
RR
New Hampshire(4/27/2023)
RR
New Jersey(4/27/2023)
RR
New Mexico(4/27/2023)
RR
New York(4/27/2023)
RR
North Carolina(4/27/2023)
RR
North Dakota(4/27/2023)
RR
Ohio(4/28/2023)
RR
Oklahoma(4/27/2023)
RR
Oregon(4/4/2023)
IAR
Oregon(3/31/2025)
RR
Pennsylvania(4/27/2023)
RR
Puerto Rico(4/27/2023)
RR
Rhode Island(4/27/2023)
RR
South Carolina(4/27/2023)
RR
South Dakota(4/27/2023)
RR
Tennessee(4/27/2023)
RR
Texas(4/27/2023)
IAR
Texas(4/16/2025)
RR
Utah(4/27/2023)
RR
Vermont(4/27/2023)
RR
Virgin Islands(4/27/2023)
RR
Virginia(4/27/2023)
RR
Washington(4/27/2023)
RR
West Virginia(4/27/2023)
RR
Wisconsin(4/27/2023)
RR
Wyoming(4/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
