Kimberly L. Hoffmann

INNOVATIVE WEALTH MANAGEMENT

Jesup, IA 50648

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CRD#: 6357368

Professional summary

Kimberly Lynn Hoffmann, who also goes by Kim Hoffmann, Kimberly Hoffmann, Kim Hood, Kimberly Hood, is a registered financial advisor currently at INNOVATIVE WEALTH MANAGEMENT, LLC located in Jesup, Iowa.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kimberly has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kim Hoffmann | Kimberly Hoffmann | Kim Hood | Kimberly Hood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Innovative Tax Services LLC, Tax preparation, 960 6th Street Suite 1 Jesup, IA 50648, owner, 10 hrs mo, 0 trading hrs, 7/1/2018 - Marketing & guidance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Lynn Hoffmann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2019 - Present

INNOVATIVE WEALTH MANAGEMENT, LLC

Office #1: 960 6th Street Suite 1, Jesup, IA 50648

RIA

CRD#: 298656

Jesup, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(8/9/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2019

Uniform Investment Adviser Law Examination

Current Firm

INNOVATIVE WEALTH MANAGEMENT, LLC

CRD#: 298656 / SEC#:

Illinois

Registered Investment Advisory firm - (4/10/2024 Approved)

Iowa

Registered Investment Advisory firm - (10/15/2018 Approved)

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Contact information

Main Address

960 6th Street Suite 1, Jesup, IA 50648

Mailing Address

P.o. Box 676, Jesup, IA 50648

Phone number

(319) 449-6900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	561
AUM (Assets Under Management)	$ 82,580,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kimberly L. Hoffmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Lynn Hoffmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2019

Current Firm

INNOVATIVE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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