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LH

Laurie Kathleen Hadick

CRD# 6357204·Registered 2014 - 2021
Previously Registered: Being a previously registered professional could mean that Laurie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Laurie Kathleen Hadick, who also goes by Laurie Kathleen Manion, Laurie Manion, was a registered financial advisor. Laurie was a previously registered financial professional and started their career in finance 2014 - 2021. Laurie had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Laurie Kathleen Manion, Laurie Manion

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

HARVEST USA·CRD# 165614
BD
New York, NY
May 8, 2020 - June 23, 2021
CLARION PARTNERS SECURITIES, LLC·CRD# 166384
BD
New York, NY
September 18, 2017 - July 19, 2018
BELLE HAVEN INVESTMENTS, L.P.·CRD# 29278
BD
Rye Brook,, NY
October 3, 2014 - August 29, 2017

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Current Firm

HU
HARVEST USA

HARVEST KRANE INVESTMENTS LLC | HGI (USA) INVESTMENTS LLC | HARVEST USA

CRD#: 165614 / SEC#: 8-69176
BD
Terminated by SEC on 05/31/2025

Contact Information

Established

Delaware since 08/20/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
HGI (USA) LLCMANAGING MEMBER—
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439
KRUKOWSKI, JULIAN THEODORECEO3070439
TAO, BING QINCFO/FINOP/PFO/POO6253793

Disclosures

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2015About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2014About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2022About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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