Laurie K. Hadick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurie Kathleen Hadick, who also goes by Laurie Kathleen Manion, Laurie Manion, was a registered financial professional .
Laurie is a previously registered financial professional and started their career in finance in 2014. Laurie had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2020 - June 23, 2021
HARVEST USA
September 18, 2017 - July 19, 2018
CLARION PARTNERS SECURITIES, LLC
October 3, 2014 - August 29, 2017
BELLE HAVEN INVESTMENTS, L.P.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 11/10/2022
General Securities Representative ExaminationCurrent Firm
HARVEST USA
CRD#: 165614 / SEC#: , 8-69176
Contact information
Documents
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
