Taja N. Werner
Professional summary
Taja Noelle Werner is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Colorado Springs, Colorado.
Taja is registered as a RR (Registered Representative) and started their career in finance in 2016. Taja has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Taja Noelle Werner's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 90 S Cascade Ave Suite 1130, Colorado Springs, CO 80903January 12, 2024 - August 16, 2024
LPL FINANCIAL LLC
December 20, 2023 - January 3, 2024
ALLIANCE-ONE INVESTMENTS, LLC
March 14, 2016 - February 28, 2023
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2024)
Exams
Series 7TO
Date: 1/21/2023
General Securities Representative ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Colorado Springs, CO 80903TRUST BUT VERIFY
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