Andrew Zoll
KESTRA ADVISORY SERVICES
Flagstaff, AZ
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CRD#: 6356412
Professional summary
Andrew Zoll, who also goes by Andrew C Zoll, Andrew Christopher Zoll, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Flagstaff, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Flagstaff, Arizona.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Andrew has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew C Zoll | Andrew Christopher Zoll
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: RYLEIGH WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/26/2024 ADDRESS: 2208 Wyoming Ave, Pueblo CO 81004, United States DESCRIPTION: Build the business by developing financial plans for clients with appropriate product recommendations. Business Name: KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/26/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Build the business by creating new clients and offering holistic financial plans with appropriate product recommendations. Business Name: PUEBLO CHILDREN'S CHORALE POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2024 ADDRESS: PO Box 8326, Pueblo CO 81008, United States DESCRIPTION: My purpose is to sit on the board as the parent representative, providing oversight and direction to the executive director of the PCC. Business Name: BANAH ENTERPRISES POSITION: Owner NATURE: Administration INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2024 ADDRESS: 2208 Wyoming Ave, Pueblo CO 81004, United States DESCRIPTION: I am the sole owner of this LLC which is intended to be used only for my payments from Kestra to myself and for my business expenses with Kestra.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Zoll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Flagstaff, AZ
Current
February 28, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Flagstaff, AZ
Past
March 11, 2020 - March 6, 2024
EDWARD JONES
RIA
CRD#: 250
PUEBLO, CO
Past
February 14, 2020 - March 6, 2024
EDWARD JONES
BD
CRD#: 250
PUEBLO, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/28/2024)
IAR
Arizona(2/29/2024)
RR
Colorado(2/28/2024)
IAR
Colorado(2/28/2024)
RR
Michigan(2/28/2024)
RR
Missouri(7/10/2025)
RR
Nevada(2/28/2024)
RR
Ohio(8/15/2025)
RR
Oklahoma(10/13/2025)
IAR
Texas(2/28/2024)
RR
Washington(2/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/14/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
