AN
Amy G. Nelson
GATEWAY WEALTH PARTNERS
Santa Fe, NM 87501
Some features on this profile are disabled
CRD#: 6356249
AN
Professional summary
Amy Greenberg Nelson, who also goes by Amy S Greenberg, Amy Shure Greenberg, Amy Greenberg Nelson, Amy Shure Nelson, Amy S Nelson, Amy G Nelson, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Santa Fe, New Mexico and LPL FINANCIAL LLC located in Santa Fe, New Mexico.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Amy has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy S Greenberg | Amy Shure Greenberg | Amy Greenberg Nelson | Amy Shure Nelson | Amy S Nelson | Amy G Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/24/2023 - LPL Financial dba Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/31/2023 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% 3. 06/01/2025 - Gateway Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 06/01/2025 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. 4. 10/31/2023 - MS Insentra - Inv Related - At Reported Business location(s) - Non-Variable Insurance - Start Date: 10/9/2023 - 5 Hrs/Mo; 3 Hrs During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Amy Greenberg Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2025 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 1520 Paseo De Peralta, Santa Fe, NM 87501RIA
CRD#: 322789
Santa Fe, NM
Current
March 24, 2023 - Present
LPL FINANCIAL LLC
Office #1: 1520 Paseo De Peralta, Santa Fe, NM 87501RIA
BD
CRD#: 6413
Santa Fe, NM
Past
March 27, 2023 - October 8, 2025
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
RIA
CRD#: 169045
SCOTTSDALE, AZ
Past
June 18, 2021 - April 5, 2023
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
SANTA FE, NM
Past
June 1, 2021 - April 12, 2023
RFG ADVISORY, LLC
RIA
CRD#: 158401
SANTA FE, NM
Past
September 14, 2016 - June 2, 2021
EDWARD JONES
RIA
CRD#: 250
SANTA FE, NM
Past
September 1, 2016 - June 2, 2021
EDWARD JONES
BD
CRD#: 250
SANTA FE, NM
Past
April 27, 2016 - August 31, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
ALBUQUERQUE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/6/2023)
RR
California(3/24/2023)
RR
Colorado(3/30/2023)
RR
Florida(3/24/2023)
RR
Hawaii(3/24/2023)
RR
New Mexico(3/24/2023)
IAR
New Mexico(6/30/2025)
RR
Ohio(10/4/2024)
RR
Rhode Island(4/21/2023)
RR
Wisconsin(4/5/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
