Shane P. O'neill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shane Patrick O'neill, who also goes by Shane Patrick Oneill, was a registered financial professional .
Shane is a previously registered financial professional and started their career in finance in 2014. Shane had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2015 - April 9, 2018
GAM SERVICES, INC.
July 30, 2014 - October 31, 2015
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
GAM SERVICES, INC.
CRD#: 25631 / SEC#: , 8-42036
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
