Jefferson J. Rotherham
ORION CAPITAL MANAGEMENT LLC
Coronado, CA 92118
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CRD#: 6355070
Professional summary
Jefferson Joseph Rotherham, CFP® is a registered financial advisor currently at ORION CAPITAL MANAGEMENT LLC located in Coronado, California.
Jefferson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jefferson has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Before his career in financial planning, Jefferson served in the U.S. Navy for 20 years as a Master Explosive Ordnance Disposal (EOD) Technician/Special Operations Operator. He served in several combat theatres of operation to include Operation Enduring Freedom and Operation Iraqi Freedom. He spent the majority of his Navy career in Special Operations, training and leading advanced EOD operational elements and teams. During his career, he was integrated into various operations with U.S. Navy SEALs, U.S. Army Special Forces, British bomb disposal units and the United States Secret Service. He also participated in bilateral MIA recovery operations in Laos. While serving in the Navy, Jefferson was continually nominated as the Command Financial Specialist (CFS). In this role he counseled hundreds of service members and their families in financial management.
Jefferson resides in Coronado, California, with his wife Sarah and their three children. He is a regular volunteer at Coronado schools and various athletic activities. He is an active supporter of the EOD Warrior Foundation and the Naval Special Warfare Family Foundation. In his free time, Jefferson enjoys time with family and friends, travel, wine tasting and Brazilian Jiu-Jitsu.
Question & Answer
What are your service offerings?
Tax Planning
Comprehensive Financial Planni...
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jefferson Joseph Rotherham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
April 22, 2019 - Present
ORION CAPITAL MANAGEMENT LLC
Office #1: 1330 Orange Avenue Suite 303, Coronado, CA 92118RIA
CRD#: 119428
Coronado, CA
Past
May 23, 2016 - March 18, 2019
THE GENSLER GROUP
RIA
CRD#: 110543
CORONADO, CA
Past
October 28, 2015 - May 10, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
CORONADO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ORION CAPITAL MANAGEMENT LLC
AFRICA CAPITAL GROUP | ORION CAPITAL MANAGEMENT LLC | ORION ASSET MANAGEMENT LLC
CRD#: 119428 / SEC#: 801-119207
RIA
Registered Investment Advisory firm - (7/31/2020 Approved)California
Registered Investment Advisory firm - (1/8/2021 Terminated)Louisiana
Registered Investment Advisory firm - (1/3/2018 Terminated)Texas
Registered Investment Advisory firm - (12/9/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/22/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ORION CAPITAL MANAGEMENT LLC
AFRICA CAPITAL GROUP | ORION CAPITAL MANAGEMENT LLC | ORION ASSET MANAGEMENT LLC
CRD#: 119428 / SEC#: 801-119207
RIA
Registered Investment Advisory firm - (7/31/2020 Approved)California
Registered Investment Advisory firm - (1/8/2021 Terminated)Louisiana
Registered Investment Advisory firm - (1/3/2018 Terminated)Texas
Registered Investment Advisory firm - (12/9/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1330 Orange Avenue, Suite 302, Coronado, CA 92118
Mailing Address
Phone number
(619) 319-0520
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 256,676,559 |
Red Flags
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