Nicholas C. Prigitano

F5 FINANCIAL PLANNING, L.L.C.

Bedford, NH

Some features on this profile are disabled

CRD#: 6353504

Professional summary

Nicholas Connor Prigitano, CFP® is a registered financial advisor currently at F5 FINANCIAL PLANNING, L.L.C. located in Bedford, New Hampshire.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nicholas has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 9 and Series 10 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Estate Planning

Tax Planning

Investment Planning

Education Planning

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Insurance Planning

How do you get paid?

Fee Only

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TAX PREPARER;JENNIFER L CLIMO CPA PC; 80-100 TAX RETURNS A YEAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Connor Prigitano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

December 16, 2024 - Present

F5 FINANCIAL PLANNING, L.L.C.

RIA

CRD#: 170674

Bedford, NH

Past

September 13, 2023 - October 24, 2024

FAMILY FINANCIAL

RIA

CRD#: 316723

Bedford, NH

Past

May 30, 2018 - March 16, 2023

MILESTONE FINANCIAL PLANNING, LLC

RIA

CRD#: 283439

BEDFORD, NH

Past

July 14, 2014 - May 14, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

F5 FINANCIAL PLANNING, L.L.C.

F5 FINANCIAL PLANNING, L.L.C. | F5 FINANCIAL PLANNING, LLC

CRD#: 170674 / SEC#: 801-122310

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

Florida

Registered Investment Advisory firm - (9/24/2021 Terminated)

Georgia

Registered Investment Advisory firm - (10/1/2021 Terminated)

Illinois

Registered Investment Advisory firm - (10/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/24/2021 Terminated)

Washington

Registered Investment Advisory firm - (12/10/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(12/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/21/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/14/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 4/4/2017

Registered Options Principal Examination

Principal/Supervisory Exam

Series 9

Date: 5/12/2016

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 4/14/2016

General Securities Sales Supervisor - General Module Examination

Current Firm

F5 FINANCIAL PLANNING, L.L.C.

F5 FINANCIAL PLANNING, L.L.C. | F5 FINANCIAL PLANNING, LLC

CRD#: 170674 / SEC#: 801-122310

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

Florida

Registered Investment Advisory firm - (9/24/2021 Terminated)

Georgia

Registered Investment Advisory firm - (10/1/2021 Terminated)

Illinois

Registered Investment Advisory firm - (10/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/24/2021 Terminated)

Washington

Registered Investment Advisory firm - (12/10/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Naperville, IL

Mailing Address

Phone number

(309) 370-5577

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

F5 FINANCIAL - ADV PART 2A (6/25/2025)

Regulatory assets under management

Total Number of Accounts	545
AUM (Assets Under Management)	$ 135,394,153

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicholas C. Prigitano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Connor Prigitano's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY FINANCIAL

MILESTONE FINANCIAL PLANNING, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

F5 FINANCIAL PLANNING, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/21/2014

SIE

Date: 5/14/2018

Series 7

Date: 7/14/2014

Series 4

Date: 4/4/2017

Series 9

Date: 5/12/2016

Series 10

Date: 4/14/2016

Current Firm

F5 FINANCIAL PLANNING, L.L.C.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

F5 FINANCIAL PLANNING, L.L.C.

TRUST BUT VERIFY

Contact information

Similar Advisors