Bethany A. Aylor
PEAK ASSET MANAGEMENT
LOUISVILLE, CO 80027
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CRD#: 6353182
Professional summary
Bethany Alyssa Aylor, CFP®, who also goes by Bethany A Berry, Bethany Alyssa Berry, Bethany Berry, is a registered financial advisor currently at PEAK ASSET MANAGEMENT, LLC located in Louisville, Colorado.
Bethany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Bethany has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bethany A Berry | Bethany Alyssa Berry | Bethany Berry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
An Enrolled Agent (EA) is a federally-authorized tax practitioner who has technical expertise in the field of taxation and who is empowered by the U.S. Department of the Treasury to represent taxpayers before all administrative levels of the Internal Revenue Service for audits, collections, and appeals. "Enrolled" means to be licensed to practice by the federal government, and "Agent" means authorized to appear in the place of the taxpayer at the IRS. Only Enrolled Agents, attorneys, and CPAs may represent any taxpayer before the IRS. The Enrolled Agent profession dates back to 1884 when, after questionable claims had been presented for Civil War losses, Congress acted to regulate persons who represented citizens in their dealings with the U.S. Treasury Department. The license is earned in one of two ways: by passing a comprehensive examination which covers all aspects of the tax code, or having worked at the IRS for five years in a position which regularly interpreted and applied the tax code and its regulations. All candidates are subjected to a rigorous background check 25 conducted by the IRS. In addition to the stringent testing and application process, the IRS requires Enrolled Agents to complete 72 hours of continuing professional education, reported every three years, to maintain their Enrolled Agent status. Because of the knowledge necessary to become an Enrolled Agent and the requirements to maintain the license, there are only about 46,000 practicing Enrolled Agents. Unlike attorneys and CPAs, who may or may not choose to specialize in taxes, all Enrolled Agents specialize in taxation. Enrolled Agents receive their right to practice from the U.S
CRS (Client Relationship Summary) - RIA
Click below to view Bethany Alyssa Aylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
March 18, 2021 - Present
PEAK ASSET MANAGEMENT, LLC
Office #1: 1371 E. Hecla Drive Suite A, Louisville, CO 80027RIA
CRD#: 106944
LOUISVILLE, CO
Past
July 9, 2019 - April 1, 2020
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
BOULDER, CO
Past
July 9, 2019 - April 1, 2020
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BOULDER, CO
Past
April 12, 2019 - May 28, 2019
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Lone Tree, CO
Past
August 10, 2015 - May 28, 2019
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PEAK ASSET MANAGEMENT, LLC
PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC
CRD#: 106944 / SEC#: 801-52118
RIA
Registered Investment Advisory firm - (4/22/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(3/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
PA
PEAK ASSET MANAGEMENT, LLC
PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC
CRD#: 106944 / SEC#: 801-52118
RIA
Registered Investment Advisory firm - (4/22/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1371 E. Hecla Drive Suite A, Louisville, CO 80027
Mailing Address
Phone number
(303) 926-0100
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,058 |
| AUM (Assets Under Management) | $ 910,014,120 |
Red Flags
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Company Information
PEAK ASSET MANAGEMENT, LLC
CRD#: 106944Louisville, CO 80027TRUST BUT VERIFY
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