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CD

Connor R. Donovan

CURRENT CAPITAL SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 6352793
CD

Professional summary

Connor Robert Donovan is a registered financial professional currently at CURRENT CAPITAL SECURITIES LLC located in New York, New York.

Connor is registered as a RR (Registered Representative) and started their career in finance in 2018. Connor has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Connor Robert Donovan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 24, 2018 - Present

CURRENT CAPITAL SECURITIES LLC

Office #1: 950 Third Ave - 26th Floor, New York, NY 10022
BD
CRD#: 288891
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/24/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 7/20/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/24/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CURRENT CAPITAL SECURITIES LLC
CURRENT CAPITAL SECURITIES LLC

CRD#: 288891 / SEC#: , 8-69966

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
950 Third Ave - 26th Floor, New York, NY 10022
Mailing Address
950 Third Ave - 26th Floor, New York, NY 10022
Phone number
(212) 737-3671
Established
Delaware since 04/04/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CURRENT CAPITAL PARTNERS LLCMEMBER
CHIN, PHYLLIS NYUK FAHFINANCIAL AND OPERATIONS PRINCIPAL6250921
FOSTER, JONATHAN FRANKCEO/ MANAGING PARTNER/ CCO1688159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CURRENT CAPITAL SECURITIES LLC

CRD#: 288891New York, NY 10022

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