JT
Joseph S. Thieman
THIEMAN INVESTMENT & RETIREMENT SERVICES
San Angelo, TX 76903
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CRD#: 6352022
JT
Professional summary
Joseph Stone Thieman is a registered financial advisor currently at THIEMAN INVESTMENT & RETIREMENT SERVICES, LLC located in San Angelo, Texas and MSH CAPITAL ADVISORS LLC located in San Angelo, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Joseph has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. THIEMAN INVESTMENT AND RETIREMENT SERVICES DBA Thieman Investments, Investment related: Yes; 502 S. Koenigheim Ste 1B SAN ANGELO, TX 76903; INVESTMENT ADVISORY; MANAGING MEMBER/CCO; Start date: 10.16.16; DEVOTE 2 HRS/MONTH; DEVOTE 2 HRS/MONTH DURING MARKET HOURS 2. MAY 1988; THIEMAN RANCH LLC, SAN ANGELO, TX; NON-INVESTMENT RELATED; FAMILY RANCH; MANAGING MEMBER; CO-OWNER, MANAGING HUNTING AND GRAZING FOR THE RANCH; DEVOTE 40 HRS/MONTH DURING NON-MARKET HOURS. 3. JAN 2016; SAN ANGELO SNOWBALL, LLC, SAN ANGELO, TX; NON-INVESTMENT RELATED; OWNER; LLC THAT WAS FORMED FOR CHRISTMAS PARTY ARRANGMENTS ONCE A YEAR; DEVOTE 2 HRS/MONTH DURING NON-MARKET HOURS. 4. MAY 2022; M. S. HOWELLS & CO, SCOTTSDALE, AZ; INVESTMENT RELATED; FINANCIAL ADVISOR; SELL EQUITIES, BONDS, MUTUAL FUNDS, VARIABLE ANNUITIES, AND OTHER FORMS OF INVESTMENTS TO CLIENTS; DEVOTE 80 HRS/MONTH DURING MARKET HOURS. 5. MSH Capital Advisors DBA Thieman Investments; investment-related; 23350 N. Pima Rd. Scottsdale, AZ 85255; Nature: IA; Position: IAR; Title: Advisor; 4.10.23; 40hrs per month; 35 hrs per month during trading hours 6. San Angelo Chamber of Commerce; Investment-Related- No; 418 W. Ave B San Angelo, TX 76903; Nature- Board member; Position/Title- Board member; Start date- 10.1.22; Approximately 3 hours per month, 1 during trading hours; Description- Attend board meetings and oversee the operations 7. San Angelo Performing Arts Center; Investment-Related- No; 82 Gillis St San Angelo, TX 76903; Nature-Facilitate and aid local performing artists in San Angelo; Position/Title- President of Board; Start date- 10.1.22; Approximately 2 hours per month, 2 during trading hours; Description- Attend board meetings and oversee the operations 8. West Texas Rehab; Investment-Related- No; 3001 S. Jackson St Angelo, TX 76904; Nature- Rehabilitation for mental and physical needs; Position/Title- Board member; Start date- 10.1.22; Approximately 1 hour per month, 1 during trading hours; Description- Attend board meetings and oversee the operations
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Stone Thieman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2018 - Present
THIEMAN INVESTMENT & RETIREMENT SERVICES, LLC
Office #1: 502 S. Koenigheim Ste. 1b, San Angelo, TX 76903RIA
CRD#: 291460
San Angelo, TX
Current
April 11, 2023 - Present
MSH CAPITAL ADVISORS LLC
Office #1: 502 S. Koenigheim St Suite 1b, San Angelo, TX 76901RIA
CRD#: 157835
San Angelo, TX
Current
May 16, 2022 - Present
M. S. HOWELLS & CO.
Office #1: 502 S Koenigheim St Suite 1b, San Angelo, TX 76903BD
CRD#: 104100
San Angelo, TX
Past
January 24, 2017 - June 8, 2022
MOMENTUM INDEPENDENT NETWORK INC.
RIA
CRD#: 17587
SAN ANGELO, TX
Past
October 29, 2014 - June 8, 2022
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
SAN ANGELO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MSH CAPITAL ADVISORS LLC
147TH GROUP | TROOP CAPITAL MANAGEMENT | THIEMAN INVESTMENTS | SUMMIT WEALTH ADVISORS | SILVERLEAF WEALTH ADVISORY | MSH CAPITAL ADVISORS LLC | FOUR PEAKS PLANNING AND INVESTMENTS LLC | CANDOR WEALTH ADVISORS LLC | BUCHANAN CAPITAL, INC. | BOWHAY INVESTMENTS LLC
CRD#: 157835 / SEC#: 801-108933
RIA
Registered Investment Advisory firm - (1/13/2017 Approved)Arizona
Registered Investment Advisory firm - (2/27/2018 Terminated)California
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (1/12/2017 Terminated)New York
Registered Investment Advisory firm - (2/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2022)
RR
Alaska(5/16/2022)
RR
California(5/16/2022)
RR
Colorado(5/16/2022)
RR
Delaware(5/16/2022)
RR
Florida(5/16/2022)
RR
Iowa(5/16/2022)
RR
Maryland(5/16/2022)
RR
Nebraska(7/11/2022)
RR
New Hampshire(7/19/2022)
RR
New Mexico(5/16/2022)
RR
North Carolina(5/16/2022)
RR
Ohio(5/16/2022)
RR
Oklahoma(5/16/2022)
IAR
Texas(2/15/2018)
RR
Texas(5/16/2022)
RR
Washington(5/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MSH CAPITAL ADVISORS LLC
147TH GROUP | TROOP CAPITAL MANAGEMENT | THIEMAN INVESTMENTS | SUMMIT WEALTH ADVISORS | SILVERLEAF WEALTH ADVISORY | MSH CAPITAL ADVISORS LLC | FOUR PEAKS PLANNING AND INVESTMENTS LLC | CANDOR WEALTH ADVISORS LLC | BUCHANAN CAPITAL, INC. | BOWHAY INVESTMENTS LLC
CRD#: 157835 / SEC#: 801-108933
RIA
Registered Investment Advisory firm - (1/13/2017 Approved)Arizona
Registered Investment Advisory firm - (2/27/2018 Terminated)California
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (1/12/2017 Terminated)New York
Registered Investment Advisory firm - (2/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
23350 N Pima Road, Scottsdale, AZ 85255-7153
Mailing Address
Phone number
(480) 563-2021
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,077 |
| AUM (Assets Under Management) | $ 1,094,329,678 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
