Ian E. Higgins

CLEARVIEW FINANCIAL PARTNERS

Radnor, PA 19087

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CRD#: 6350390

Professional summary

Ian Edward Higgins, who also goes by Ian E Higgins, is a registered financial advisor currently at CLEARVIEW FINANCIAL PARTNERS located in Radnor, Pennsylvania.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Ian has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ian E Higgins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Edward Higgins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2024 - Present

CLEARVIEW FINANCIAL PARTNERS

Office #1: 100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087

RIA

CRD#: 286168

Radnor, PA

Past

August 8, 2014 - February 8, 2017

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARVIEW FINANCIAL PARTNERS

CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS

CRD#: 286168 / SEC#: 801-114244

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

Florida

Registered Investment Advisory firm - (11/11/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/2014

General Securities Representative Examination

Current Firm

CLEARVIEW FINANCIAL PARTNERS

CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS

CRD#: 286168 / SEC#: 801-114244

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

Florida

Registered Investment Advisory firm - (11/11/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2018 Terminated)

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Contact information

Main Address

100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087

Mailing Address

Phone number

(610) 293-9211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (3/15/2025)

WRAP FEE PROGRAM BROCHURE (3/15/2025)

Regulatory assets under management

Total Number of Accounts	1,149
AUM (Assets Under Management)	$ 850,402,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ian E. Higgins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Edward Higgins's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEARVIEW FINANCIAL PARTNERS

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

CLEARVIEW FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2023

Series 63

Date: 7/16/2014

SIE

Date: 2/8/2017

Series 7

Date: 8/8/2014

Current Firm

CLEARVIEW FINANCIAL PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARVIEW FINANCIAL PARTNERS

TRUST BUT VERIFY

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