RB
Ryan J. Bordelon
ALLIANCEBERNSTEIN L.P.
San Diego, CA 92121
Some features on this profile are disabled
CRD#: 6349854
RB
Professional summary
Ryan Joseph Bordelon is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in San Diego, California and SANFORD C. BERNSTEIN & CO., LLC located in San Diego, California.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Ryan has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Copia Wealth Studios Inc., 6965 El Camino Real Ste 105-485, Carlsbad, CA 92009 - Not Investment related - Advisory Board Member, start 05/17/2021. 2 hours per month and 0 hours during securities trading hours. Copia Wealth Studios is a software platform that connects data feeds from various institutions so the end user can see a summary of their assets in one place. It also provides document storage, entity mapping, and more features that a family office may find valuable. My role is purely advisory - the founder calls me to ask me things such as what I think about new ideas that he has to build into the platform or what tools may be valuable to my day-to-day. I have access to no end user information and never will (the Copia team doesn't either due to their data encryption) and I'm not involved in any fundraising component.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Joseph Bordelon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2016 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 4365 Executive Drive Suite 800, San Diego, CA 92121RIA
CRD#: 108477
San Diego, CA
Current
October 3, 2016 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 4365 Executive Drive - 7th Flr. Suite 700, San Diego, CA 92121RIA
BD
CRD#: 104474
San Diego, CA
Past
September 15, 2015 - September 16, 2016
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Westborough, MA
Past
July 21, 2015 - September 16, 2016
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Westborough, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/28/2021)
RR
Alaska(2/7/2023)
RR
Arizona(7/7/2021)
RR
California(10/3/2016)
IAR
California(10/3/2016)
RR
Colorado(3/4/2021)
RR
Connecticut(1/19/2021)
RR
Delaware(3/4/2021)
RR
Florida(3/23/2021)
IAR
Florida(3/25/2021)
RR
Hawaii(2/7/2022)
RR
Idaho(7/16/2021)
RR
Indiana(6/28/2021)
RR
Kansas(1/25/2023)
RR
Maryland(6/11/2021)
RR
Massachusetts(3/4/2021)
RR
Montana(2/8/2023)
RR
Nevada(1/19/2021)
RR
New Hampshire(6/7/2023)
RR
New Mexico(6/28/2021)
RR
New York(1/19/2021)
IAR
New York(8/28/2021)
RR
North Carolina(3/23/2021)
RR
North Dakota(2/9/2022)
RR
Ohio(1/19/2021)
RR
Oregon(3/4/2021)
RR
Pennsylvania(7/7/2021)
RR
South Dakota(9/26/2024)
RR
Tennessee(2/7/2022)
RR
Texas(3/4/2021)
IAR
Texas(10/10/2023)
RR
Utah(1/19/2021)
RR
Virginia(1/19/2021)
RR
Washington(1/19/2021)
RR
Wyoming(11/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
