Denver W. Nowicz

PEORIA, AZ

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CRD#: 6349639

Professional summary

Denver William Nowicz was a registered financial advisor .

Denver is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Denver had worked at 6 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED (INSURANCE),16427 N. Scottsdale Rd. Suite 410, Scottsdale, Arizona 85254, LIFE INSURANCE/ANNUITIES, INSURANCE AGENT/OWNER, 09/2001 TO PRESENT, 120 HRS/MONTH, 20/WK DURING TRADING, INDEPENDENT INSURANCE AGENT.

Blog Corner

CRS (Client Relationship Summary)

CRD#: 116083

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2014

Uniform Investment Adviser Law Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Denver W. Nowicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIMPLICITY WEALTH

LIFEPRO ASSET MANAGEMENT

REGAL INVESTMENT ADVISORS LLC

ASHTON THOMAS PRIVATE WEALTH

FORTITUDE ADVISORY GROUP L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2014

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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