Michelle Ly
Professional summary
Michelle Ly is a registered financial professional currently at ONE GROWTH SECURITIES LLC located in Wilmington, Delaware.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 2014. Michelle has worked at 4 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 52, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle Ly's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2025 - Present
ONE GROWTH SECURITIES LLC
Office #1: 3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810February 14, 2019 - May 28, 2020
GOLDMAN SACHS & CO. LLC
March 31, 2016 - January 15, 2019
WEALTHFRONT ADVISERS LLC
August 18, 2014 - January 15, 2019
WEALTHFRONT BROKERAGE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/1/2024
General Securities Representative ExaminationSeries 99TO
Date: 7/1/2024
Operations Professional ExaminationFINRA
Current Firm
ONE GROWTH SECURITIES LLC
CRD#: 310890 / SEC#: , 8-70641
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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