Michelle Ly
Professional Summary
Michelle Ly is a registered financial advisor currently at ONE GROWTH SECURITIES LLC located in Elk Grove, California. Michelle is registered as a RR (Registered Representative) and started their career in finance in 2014. Michelle has worked at 4 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 52, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC
Contact Information
Main Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810Mailing Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810Phone Number
(646) 389-9802Established
New Jersey since 12/18/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michelle Ly's CRS (Customer Relationship Summary).
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