Benjamin C Auteri
Professional Summary
Benjamin C Auteri, who also goes by Benjamin Chayce Auteri, is a registered financial advisor currently at ICAPITAL MARKETS LLC located in New York, New York. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2014. Benjamin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Benjamin C Auteri, Benjamin Chayce Auteri
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current Firm
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC
Contact Information
Main Address
60 East 42nd Street 26th Floor, New York, NY 10165Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165Phone Number
(646) 520-2020Established
Delaware since 08/13/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
(10/6/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRS (Client Relationship Summary) - BD
Click below to view Benjamin C Auteri's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED