Grant W. Parisi

PURSHE KAPLAN STERLING INVESTMENTS

Boston, MA 02116

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CRD#: 6347884

Professional summary

Grant W Parisi, CFP®, ChFC®, CLU®, who also goes by Grant Wise Parisi, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Boston, Massachusetts.

Grant is registered as a RR (Registered Representative) and started their career in finance in 2016. Grant has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Grant Wise Parisi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Grant W Parisi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

July 20, 2026 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 20 Newbury St Fl 3, Boston, MA 02116

CRD#: 35747

Boston, MA

Past

January 17, 2019 - November 18, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Boston, MA

Past

January 4, 2019 - July 2, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Boston, MA

Past

December 20, 2016 - December 31, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

WELLESLEY, MA

Past

September 1, 2016 - December 31, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WELLESLEY, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/20/2026)

Colorado
(7/20/2026)

Delaware
(7/20/2026)

District of Columbia
(7/20/2026)

Florida
(7/20/2026)

Iowa
(7/20/2026)

Maryland
(7/20/2026)

Massachusetts
(7/20/2026)

Missouri
(7/20/2026)

Nevada
(7/20/2026)

New Hampshire
(7/20/2026)

New York
(7/20/2026)

North Carolina
(7/20/2026)

Ohio
(7/20/2026)

Oregon
(7/20/2026)

Pennsylvania
(7/20/2026)

Rhode Island
(7/20/2026)

Utah
(7/20/2026)

Vermont
(7/20/2026)

Virginia
(7/20/2026)

Washington
(7/20/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/5/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PURSHE KAPLAN STERLING INVESTMENTS

PURSHE KAPLAN STERLING INVESTMENTS | SARATOGA 21ST, LTD. | PURSHE KAPLAN STERLING INVESTMENTS, INC.

CRD#: 35747 / SEC#: , 8-46844

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

80 State Street, Albany, NY 12207

Mailing Address

80 State Street, Albany, NY 12207

Phone number

(518) 436-3536

Established

New York since 12/16/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PKS HOLDINGS, LLC	HOLDING CO.
BOHLEY, TRACEY LEA	CHIEF FINANCIAL OFFICER	4826937
FLOUTON, KATHERINE MARIE	PRESIDENT	4405001
KVAM, PETER DAVID	CHIEF COMPLIANCE OFFICER	4301918
MOTTA, CHRISTOPHER JOHN	COO	2741133
PURCELL, JOHN PETER	C.E.O.	1664678

Disclosures

Regulatory Event	11
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Grant W. Parisi

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Grant W Parisi's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/5/2016

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2016

FINRA

Current Firm

PURSHE KAPLAN STERLING INVESTMENTS

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PURSHE KAPLAN STERLING INVESTMENTS

TRUST BUT VERIFY

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