Brandon Thrasher
Professional summary
Brandon Thrasher, who also goes by Brandon Alan Thrasher, Brandon Thrasher, is a registered financial professional currently at REGIONS SECURITIES LLC located in Houston, Texas.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2014. Brandon has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Thrasher's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2021 - Present
REGIONS SECURITIES LLC
Office #1: 3773 Richmond Avenue, Suite 1100, Houston, TX 77046July 26, 2018 - September 30, 2020
CREDIT SUISSE SECURITIES (USA) LLC
July 14, 2014 - July 19, 2018
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2021)
(8/2/2021)
Exams
FINRA
Current Firm
REGIONS SECURITIES LLC
CRD#: 159475 / SEC#: , 8-68990
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFC FINANCIAL SERVICES HOLDING LLC | PARENT | |
| AMIN, RITVIG NIPENDRA | CHAIRMAN OF THE BOARD & DIRECTOR | 2901218 |
| GIARDINO, NEIL | CEO, PRESIDENT AND DIRECTOR | 2428962 |
| HOLLOWAY, GLENN CHRISTOPHER | FINOP, CFO, PFO, POO & DIRECTOR | 4566759 |
| MAGGIORE, JILL WRIGHT | CHIEF COMPLIANCE OFFICER & DIRECTOR | 1001068 |
| MAXWELL, JASON MATTHEW | CHIEF LEGAL OFFICER & DIRECTOR | 5997125 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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