Joshua A. Saha

SAYBRUS EQUITY SERVICES

HILLIARD, OH

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CRD#: 6347555

Professional summary

Joshua Arun Saha, CFP® is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Hilliard, Ohio.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2014. Joshua has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF PEERLESS MANAGEMENT SINCE 12/2009. BUSINESS IS A BAR/RESTAURANT AND MY DUTIES ARE BARTENDING AND PROVIDING SECURITY. LOCATION: 435 NORTH HIGH STREET, COLUMBUS, OH 43215. SPEND 48 HOURS/MONTH WITH 0 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED

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CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 31, 2023 - Present

SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319

HILLIARD, OH

Past

February 6, 2018 - August 8, 2023

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

July 22, 2014 - August 8, 2023

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

GRANDVIEW HEIGHTS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(7/31/2023)

Exams

State Security Law Exam

Series 63

Date: 2/24/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/5/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/30/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/22/2014

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/29/2015

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

SAYBRUS EQUITY SERVICES, LLC

SAYBRUS EQUITY SERVICES, INC | SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319 / SEC#: , 8-68521

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One American Row, Hartford, CT 06102-5056

Mailing Address

P.o. Box 5056, Hartford, CT 06102-5056

Phone number

(860) 403-3100

Established

Delaware since 10/01/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SAYBRUS HOLDINGS, LLC	PARENT COMPANY
ALI, AZIZ	VICE PRESIDENT	5030560
CASSIDY, EDWARD WILLIAM JR	EXEC. VP / INTERNAL DIRECTOR	1606787
COSTENBADER, WALTER RUSSELL	FINOP	1828345
HALPERIN, JEFFREY PAUL	INTERNAL DIRECTOR	2899327
LOWE, MOIRA CRONAN	PRESIDENT / CEO / INTERNAL DIRECTOR	4076427
MOORE, GIDEON CLOYES	CHIEF LEGAL OFFICER	7011735
SADOWSKI, ADAM MARK	ASSISTANT VICE PRESIDENT	4578505
SIINO, KATHERINE MARY	AVP & CHIEF COMPLIANCE OFFICER	1666402
TOMKO, CHRISTINE	CFO, PFO, POO	6989991
VIETRI, MICHAEL JOSEPH	INTERNAL DIRECTOR	1068983

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua A. Saha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Arun Saha's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/2018

Series 65

Date: 2/5/2018

Series 7TO

Date: 8/30/2022

SIE

Date: 10/1/2018

Series 6

Date: 7/22/2014

Series 26

Date: 10/29/2015

FINRA

Current Firm

SAYBRUS EQUITY SERVICES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SAYBRUS EQUITY SERVICES, LLC

TRUST BUT VERIFY

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